FacultyFaculty/Author Profile
Elaine H. Mandelbaum

Elaine H. Mandelbaum

Citi Institutional Clients Group
Managing Director and General Counsel, Litigation and Regulatory Enforcement
New York, NY, USA


ELAINE MANDELBAUM is General Counsel of Litigation and Regulatory Enforcement of Citigroup’s Institutional Clients Group (ICG). Her group is responsible for all litigation, arbitrations, internal investigations and regulatory inquiries and related investigations, sweeps and enforcement proceedings for Citigroup’s institutional businesses, including corporate and investment banking, sales and trading, capital markets origination, securities services, trade and treasury services and private banking. Elaine also is a member of the Global ICG Legal Management Committee.

Prior to starting at Citigroup in 1997, Ms. Mandelbaum was a litigation attorney at the New York office of Jones, Day, Reavis & Pogue, and previously at Paul, Weiss, Rifkind, Wharton & Garrison. She is Vice President of the SIFMA Compliance & Legal Society Executive Committee, and was Chair of SIFMA C&L’s 2015 Annual Seminar. She is Vice Chair of the FINRA National Adjudicatory Council, which acts as the appellate body for decisions rendered in FINRA disciplinary and membership proceedings. Elaine is on the Board of Directors of the Legal Action Center and the National Council of Jewish Women, and was the recipient of the 2015 “Woman Who Dared” Award from the NCJW.

Elaine is a frequent speaker at PLI, SIFMA and other industry conferences on topics relating to complex securities litigation, corporate governance, internal and regulatory investigations and issues relating to women in the securities industry. She is an honors graduate of Yale College and of Harvard Law School
Elaine H. Mandelbaum is associated with the following items:
Web Segment  Web Segment The Responsibilities of In-House Counsel and Compliance Personnel - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - 49th Annual Institute on Securities Regulation, Monday, November 13, 2017
MP3 Audio  MP3 Audio The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
Transcripts  Transcripts The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
On-Demand Web Programs  On-Demand Web Programs Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, October 04, 2017, New York, NY
49th Annual Institute on Securities Regulation, Sunday, December 03, 2017, New York, NY
Live Seminar  Live Seminar Women Lawyers in Leadership 2018, Friday, January 26, 2018, New York, NY
Live Webcast  Live Webcast Women Lawyers in Leadership 2018, Friday, January 26, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Women Lawyers in Leadership 2018, Friday, January 26, 2018, Nashville, TN
Women Lawyers in Leadership 2018, Friday, January 26, 2018, Philadelphia, PA
Women Lawyers in Leadership 2018, Friday, January 26, 2018, New Brunswick , NJ
Women Lawyers in Leadership 2018, Friday, January 26, 2018, Mechanicsburg, PA
Women Lawyers in Leadership 2018, Friday, January 26, 2018, Atlanta, GA
Women Lawyers in Leadership 2018, Friday, January 26, 2018, Pittsburgh, PA
Women Lawyers in Leadership 2018, Friday, January 26, 2018, Indianapolis, IN
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.