FacultyFaculty/Author Profile
Elaine H. Mandelbaum

Elaine H. Mandelbaum

Citi Institutional Clients Group
Managing Director and General Counsel, Litigation and Regulatory Enforcement
New York, NY, USA


Elaine Mandelbaum is Managing Director and General Counsel of Litigation and Regulatory Enforcement of Citigroup’s Institutional Clients Group (ICG).  Her group is responsible for all litigation, arbitrations, internal investigations and regulatory and law enforcement investigations and enforcement proceedings for Citigroup’s institutional businesses, including corporate and investment banking, sales and trading, capital markets origination, securities services, trade and treasury services and private banking.  Elaine also is a member of the Global ICG Legal Management Committee.

Prior to starting at Citigroup in 1997, Ms. Mandelbaum was a litigation attorney at the New York office of Jones, Day, Reavis & Pogue, and previously at Paul, Weiss, Rifkind, Wharton & Garrison.  She is Executive Vice President of the SIFMA Compliance & Legal Society, and was Chair of SIFMA C&L’s 2015 Annual Seminar.  She was Vice Chair of the FINRA National Adjudicatory Council, the appellate body for decisions rendered in FINRA disciplinary and membership proceedings.  Elaine is on the Board of Directors of the Legal Action Center and the National Council of Jewish Women, and was the recipient of the 2015 “Woman Who Dared” Award from the NCJW.

Elaine is a frequent speaker at PLI, SIFMA and other industry conferences on topics relating to complex securities litigation, corporate governance, internal and regulatory investigations and issues relating to women in the securities industry.  She is an honors graduate of Yale College and of Harvard Law School.

Elaine H. Mandelbaum is associated with the following items:
Web Segment  Web Segment The Responsibilities of In-House Counsel and Compliance Personnel - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - 49th Annual Institute on Securities Regulation, Monday, November 13, 2017
Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers - Women Lawyers in Leadership 2018, Monday, January 29, 2018
Concluding the Internal Investigation - Internal Investigations 2018, Wednesday, June 27, 2018
MP3 Audio  MP3 Audio The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers - Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers, Monday, January 29, 2018
Transcripts  Transcripts The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers - Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers, Monday, January 29, 2018
Concluding the Internal Investigation - Concluding the Internal Investigation, Wednesday, June 27, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Responsibilities of In-House Counsel and Compliance Personnel - The Responsibilities of In-House Counsel and Compliance Personnel, Friday, September 29, 2017
Private Securities Litigation: Navigating the Latest Challenges - Private Securities Litigation: Navigating the Latest Challenges, Monday, November 13, 2017
Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers - Getting a Seat at the Table and What to do Once You've Obtained Your Seat: Tips for Women Lawyers, Monday, January 29, 2018
Concluding the Internal Investigation - Concluding the Internal Investigation, Wednesday, June 27, 2018
On-Demand Web Programs  On-Demand Web Programs Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, October 04, 2017, New York, NY
49th Annual Institute on Securities Regulation, Sunday, December 03, 2017, New York, NY
Women Lawyers in Leadership 2018, Friday, February 02, 2018, New York, NY
Internal Investigations 2018, Friday, June 29, 2018, New York, NY
Live Seminar  Live Seminar 50th Annual Institute on Securities Regulation, Wednesday, November 07, 2018, New York, NY
Live Webcast  Live Webcast 50th Annual Institute on Securities Regulation, Wednesday, November 07, 2018, New York, NY
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