transcript   Transcript

Economic and Risk Analysis

Recorded on: Feb. 27, 2018
Running Time: 01:05:32

Full Transcript:



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Taken from the Program The SEC Speaks in 2018 Recorded February 2018 in Washington, D.C.

Economic and Risk Analysis [01:05:32]
  • DERA overview and update
  • Use of research in SEC rulemaking
  • Use of AI and machine learning in market risk assessment
  • Capital markets trends
  • Economic analysis in SEC enforcement
  • Portfolio, investor, and financing liquidity at hedge funds

Speakers: Division of Economic and Risk Analysis 
Jeffrey H. Harris, Chief Economist and Division Director
Vanessa Countryman, Chief Counsel
Scott W. Bauguess, Deputy Chief Economist and Deputy Director
Narahari M. Phatak, Associate Director, Policy
Scott Walster, Assistant Director, Office of Litigation Economics
Giulio Girardi, Branch Chief, Office of Risk Assessment

Commentators:
Hon. Cynthia A. Glassman
Hon. Steven M. H. Wallman


The purchase price of this Web Program segment includes the following articles from the Course Handbook available online:
  • Report to Congress, Access to Capital and Market Liquidity, As Directed by the Explanatory Statement to the Consolidated Appropriations Act, 2016 (P.L. 114-113), August 2017
  • Memorandum to Staff of the Rulewriting Divisions and Offices from RSFI and OGC, Current Guidance on Economic Analysis in SEC Rulemakings, March 16, 2012

Presentation Material

  • Division of Economic and Risk Analysis
    Scott W. Bauguess, Vanessa Countryman, Giulio Girardi, Jeffrey H. Harris, Narahari M. Phatak, Scott Walster
(s)
Scott W. Bauguess ~ Deputy Director and Deputy Chief Economist, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Vanessa Countryman ~ Chief Counsel, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Giulio Girardi ~ Branch Chief, Office of Risk Assessment, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Hon. Cynthia A. Glassman ~ Senior Research Scholar, Institute for Corporate Responsibility, George Washington University Business School
Jeffrey H. Harris ~ U.S. Securities and Exchange Commission
Narahari M. Phatak ~ Associate Director, Policy, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
Hon. Steven M. H. Wallman ~ Chief Executive Officer, FOLIOfn, Inc.
Scott Walster ~ Assistant Director, Office of Litigation Economics, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission
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