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Douglas E. Harris

Douglas E. Harris

Promontory Financial Group, LLC
Managing Director
New York, NY, USA


Douglas E. Harris is a Managing Director in the New York office of Promontory Financial Group, L.L.C., where he advises on derivatives and capital markets regulatory, compliance, and risk management issues.  Formerly, he was the General Counsel and Chief Operating Officer of BrokerTec Futures Exchange, L.L.C. and BrokerTec Clearing Company, L.L.C.  Before joining BrokerTec, Mr. Harris was a partner in the Regulatory Risk Services and Derivatives and Treasury Risk Management Groups at Arthur Andersen LLP.   From 1993 to 1996, he held the position of Senior Deputy Comptroller for Capital Markets at the Office of the Comptroller of the Currency.  Previously, Mr. Harris served as Assistant General Counsel of JPMorgan and General Counsel of JPMorgan Futures, Inc.

Mr. Harris is a Director of the National Futures Association, the self-regulatory organization for the U.S. derivatives industry, where he serves on the Executive Committee, the Audit Committee and the Compliance and Risk Committee.  He is also a member of the Bar Association of the City of New York; the New York State Bar Association (Structured Products and Derivatives Law Committee); the American Bar Association (Derivatives & Futures Law Committee); the Law & Compliance Division of the Futures Industry Association; and the Financial Markets Association.  He recently served on the CFTC’s Technology Advisory Committee.

Mr. Harris is a former Chairman of Career Gear, a not-for-profit organization that provides work and interview-appropriate clothing for low-income men entering the workforce, and a current director of SAGE (Services and Advocacy for GLBT Elders).

Mr. Harris earned a J.D. from Harvard Law School and an A.B. (with honors) from Harvard College.

Douglas E. Harris is associated with the following items:
CHB Chapters  CHB Chapters Regulation of Swap Market Participants: The Swap Activities of Banks (October 26, 2016) (PowerPoint slides) - Advanced Swaps & Other Derivatives 2016, Tuesday, October 25, 2016
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