FacultyFaculty/Author Profile

Domenick Pugliese

Paul, Hastings, Janofsky & Walker LLP

New York, NY, USA


Domenick Pugliese is a partner at Paul Hastings, Janofsky & Walker LLP. He has over nineteen years of legal experience in the investment management business, advising investment companies, investment advisers and independent directors of investment companies. Mr. Pugliese has broad, in-depth experience regarding all aspects of Investment Company Act and Investment Adviser Act regulation. He has extensive experience with all types of investment companies, including mutual funds, closed-end funds, exchangetraded funds and business development companies. Mr. Pugliese’s practice also includes representation of investment advisers and he has substantial expertise with hedge funds and with registered investment advisers to hedge funds. Mr. Pugliese has particular expertise in the areas of mutual fund and investment adviser advertising and marketing. Mr. Pugliese is a frequent speaker at industry conferences, including the ICI Mutual Funds and Investment Management Conferences and NASD conferences.
Domenick Pugliese is associated with the following items:
Treatise Chapters  Treatise Chapters The Role of the Investment Adviser Chief Compliance Officer - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law, Tuesday, October 24, 2017
Investment Adviser Trading Desk Activities - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law, Tuesday, October 24, 2017
The Role of the Investment Company Chief Compliance Officer - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
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