transcript   Transcript

Derivatives and Professional Responsibility

Recorded on: Oct. 26, 2017
Running Time: 01:00:51

Full Transcript:

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Taken from the Web Program Advanced Swaps & Other Derivatives 2017 recorded October 2017 in New York.

Derivatives and Professional Responsibility [01:00:51]
  • Derivatives lawyers as gatekeepers
  • Representing the organization
  • Reporting wrongdoing up the ladder within an organization
  • Reporting a client’s violations to regulators
  • SEC Rule of Professional Responsibility for Issuer’s Counsel
  • Relationship between the lawyer and the CCO
  • Whistleblower and anti-retaliation issues
  • Anti-evasion issues
  • Conflicts waivers
  • Email and metadata confidentiality issues
 Michael S. Sackheim

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Key Professional Responsibility Issues for Derivatives Lawyers (July 2017)
    Michael S. Sackheim
Michael S. Sackheim ~ Sidley Austin LLP
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