FacultyFaculty/Author Profile
Derek  Newman

Derek Newman

Motley Fool Wealth Management
Senior Regulatory Counsel
Alexandria, VA, USA


Mr. Newman serves as Senior Regulatory Counsel at Motley Fool Wealth Management, LLC.   He advises the company and its advisory affiliates on a variety of regulatory, corporate and business matters, including compliance with U.S. laws and regulations governing the operations of registered investment companies and investment advisers.

Before joining Fool Wealth, Mr. Newman served as Associate General Counsel with a global asset management firm, followed by an assignment in the SEC’s Division of Investment Management. Mr. Newman spent most of his career as a corporate and securities associate in the Washington, D.C. and Hong Kong offices of a prominent U.S. financial services law firm.

Derek Newman is associated with the following items:
Web Segment  Web Segment FinTech: Robo-Advisers - SEC Guidance and Risk Management - FinTech 2017, Thursday, August 17, 2017
Digital Advisory Services - Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Thursday, February 08, 2018
MP3 Audio  MP3 Audio FinTech: Robo-Advisers - SEC Guidance and Risk Management - FinTech: Robo-Advisers - SEC Guidance and Risk Management, Thursday, August 17, 2017
Digital Advisory Services - Digital Advisory Services, Thursday, February 08, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg FinTech: Robo-Advisers - SEC Guidance and Risk Management - FinTech: Robo-Advisers - SEC Guidance and Risk Management, Thursday, August 17, 2017
Digital Advisory Services - Digital Advisory Services, Thursday, February 08, 2018
On-Demand Web Programs  On-Demand Web Programs FinTech 2017, Wednesday, August 23, 2017, New York, NY
Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 14, 2018, New York, NY
Transcripts  Transcripts Digital Advisory Services - Digital Advisory Services, Thursday, February 08, 2018
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.