FacultyFaculty/Author Profile
Derek  Newman

Derek Newman

Motley Fool Wealth Management
Senior Regulatory Counsel
Alexandria, VA, USA


Mr. Newman serves as Senior Regulatory Counsel at Motley Fool Wealth Management, LLC.   He advises the company and its advisory affiliates on a variety of regulatory, corporate and business matters, including compliance with U.S. laws and regulations governing the operations of registered investment companies and investment advisers.

Before joining Fool Wealth, Mr. Newman served as Associate General Counsel with a global asset management firm, followed by an assignment in the SEC’s Division of Investment Management. Mr. Newman spent most of his career as a corporate and securities associate in the Washington, D.C. and Hong Kong offices of a prominent U.S. financial services law firm.

Derek Newman is associated with the following items:
Web Segment  Web Segment FinTech: Robo-Advisers - SEC Guidance and Risk Management - FinTech 2017, Thursday, August 17, 2017
MP3 Audio  MP3 Audio FinTech: Robo-Advisers - SEC Guidance and Risk Management - FinTech: Robo-Advisers - SEC Guidance and Risk Management, Thursday, August 17, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg FinTech: Robo-Advisers - SEC Guidance and Risk Management - FinTech: Robo-Advisers - SEC Guidance and Risk Management, Thursday, August 17, 2017
On-Demand Web Programs  On-Demand Web Programs FinTech 2017, Wednesday, August 23, 2017, New York, NY
Live Seminar  Live Seminar Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 07, 2018, New York, NY
Live Webcast  Live Webcast Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 07, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 07, 2018, Nashville, TN
Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 07, 2018, Philadelphia, PA
Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 07, 2018, Pittsburgh, PA
Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 07, 2018, Mechanicsburg, PA
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