FacultyFaculty/Author Profile
David W. Grim

David W. Grim

U.S. Securities and Exchange Commission
Former Director, Division of Investment Management
Washington, DC, USA


David Grim is Director of the Securities and Exchange Commission’s Division of Investment Management. ‎ The Division supports the Commission’s mission of protecting investors; maintaining fair, orderly, and efficient markets; and facilitating capital formation through oversight of the nation's multi-trillion dollar asset management industry.

Mr. Grim has spent his entire career at the SEC. He joined the Division in 1995 as a Staff Attorney in the Office of Investment Company Regulation.  In 1998, he moved to the Division's Office of Chief Counsel, where he held a variety of positions, including being named Assistant Chief Counsel in 2007.  Mr. Grim was appointed as Deputy Director of the Division in January 2013. He was named Acting Director and then Director of the Division in 2015. He is responsible for developing regulatory policy for investment advisers and investment companies, including mutual funds, exchange traded funds, closed-end funds, business development companies, unit investment trusts, and variable insurance products.

Before entering his career in public service, Mr. Grim graduated cum laude with a degree in political science from Duke University and received his law degree from George Washington University, where he was managing editor of the George Washington Journal of International Law and Economics.

David W. Grim is associated with the following items:
Course Handbooks  Course Handbooks The SEC Speaks in 2017
Web Segment  Web Segment Investment Management - SEC Speaks in 2017, Tuesday, February 28, 2017
Division Director Perspectives/ SEC Strategic Agenda - Investment Management Institute 2017, Monday, March 27, 2017
MP3 Audio  MP3 Audio Investment Management - Investment Management, Tuesday, February 28, 2017
Division Director Perspectives/ SEC Strategic Agenda - Division Director Perspectives/ SEC Strategic Agenda, Monday, March 27, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Investment Management - Investment Management, Tuesday, February 28, 2017
Division Director Perspectives/ SEC Strategic Agenda - Division Director Perspectives/ SEC Strategic Agenda, Monday, March 27, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
Investment Management Institute 2017, Thursday, March 30, 2017, New York, NY
Live Seminar  Live Seminar Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
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