FacultyFaculty/Author Profile

David Jaffe

Deutsche Bank Securities, Inc.

New York, NY, USA

David Jaffe is a Director in the Regulatory Management Group at Deutsche Bank Securities, Inc. in New York City.  Previously, he was Regional Chief Counsel of FINRA’s New York Regional Office in the Department of Enforcement for 9 years.  Prior to joining FINRA (f.k.a. NASD), Mr. Jaffe was a trial attorney with the United States Commodity Futures Trading Commission (CFTC) and a Senior Assistant District Attorney in Brooklyn, New York.  Previously, he was in private practice.  Mr. Jaffe graduated cum laude from St. John’s University and received his JD from St. John’s University School of Law.


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