FacultyFaculty/Author Profile
David Glockner

David Glockner

Citadel
Chief Compliance Officer
Chicago, IL, USA


David Glockner is the Chief Compliance Officer for Citadel, a global hedge fund based in Chicago. From 2013-2017 he served as Regional Director of the SEC’s Chicago Regional Office, overseeing the SEC’s examination and enforcement work in nine Midwestern states. While at the SEC he also served as co-chair of the SEC’s Cybersecurity Working Group and was a leader in the SEC’s efforts to expand its use of data analytics in examination and enforcement work. Prior to joining the SEC, he was a managing director at a global digital risk management firm. He spent nearly 25 years as a prosecutor in the United States Attorney’s Office in Chicago, including 11 years as chief of the office’s criminal division, where he was involved in numerous high-profile matters involving public corruption, financial fraud, and national security. He is an adjunct professor at the University of Illinois College of Law, where he teaches a class on cybersecurity and the legal system.

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