FacultyFaculty/Author Profile

David G Adams

Sutherland LLP

Washington, DC, USA

David G. Adams is a member of Sutherland’s Financial Services Practice Group, practicing in the areas of financial services, mutual funds and investment products, and broker-dealer and investment adviser regulation. Before joining the firm, Mr. Adams participated in the U.S. Securities and Exchange Commission (SEC) Summer Honors Program in the Office of Investment Adviser Regulation and worked as a summer associate with a local firm. He also worked at the Financial Industry Regulatory Authority (FINRA) as a regulatory analyst, investigating potential best execution, trade through, Regulation M, trade reporting, and books and records violations. Mr. Adams is admitted to practice in the state of New York, and his bar admission is pending in the District of Columbia. His work is supervised by principals of the firm.

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