FacultyFaculty/Author Profile
David F. Freeman, Jr.

David F. Freeman, Jr.

Arnold & Porter, Kaye Scholer LLP

Washington, DC, USA


David Freeman is a partner and head of Arnold & Porter Kaye Scholer's Financial Services practice group. He represents broker-dealers, investment managers and other financial institutions on a variety of matters including securities and bank regulatory issues, legislation, mergers and acquisitions, private investment funds, and new product development and documentation. Mr. Freeman advises clients on strategic initiatives with federal financial regulatory, legislative, and public policy implications. As part of his practice, Mr. Freeman advises domestic and foreign broker-dealers on compliance with state and federal securities laws and SRO rules.

Mr. Freeman received his J.D., M.B.A. and B.A. degrees from the University of Virginia.

David F. Freeman, Jr. is associated with the following items:
Web Segment  Web Segment An Overview of the Broker-Dealer Regulatory Framework - Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 18, 2017
CHB Chapters  CHB Chapters An Overview of the Broker-Dealer Regulatory Framework (May 8, 2017) - Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 18, 2017
MP3 Audio  MP3 Audio An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Tuesday, July 18, 2017
Transcripts  Transcripts An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Tuesday, July 18, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Tuesday, July 18, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 25, 2017, New York, NY
Treatise Chapters  Treatise Chapters Supervision of Registered Representatives’ Outside Business Activities - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
Bank Exemptions from Broker-Dealer Regulation - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
Duty to Supervise - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
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