FacultyFaculty/Author Profile

David A Sturms

Vedder Price P.C.

Chicago, IL, USA


David A. Sturms is a partner in the Investment Services Practice Area of Vedder Price P.C. Prior to joining Vedder Price, Mr. Sturms was a principal of the investment management firm Stein Roe & Farnham, also serving as a vice president and Legal Counsel of the Stein Roe Mutual Funds. Mr. Sturms has practiced corporate and securities law since 1985, concentrating in investment company matters for much of that period. He has extensive experience in advising investment companies and investment advisers on all aspects of the Investment Company Act of 1940 and the Investment Advisers Act of 1940, and in counseling independent directors of investment companies on their duties and responsibilities under the law. He is a frequent speaker and author on investment management issues, including money market funds, federal and state registration of investment companies and investment advisers, mutual fund advertising, derivative instruments and investment company governance.
David A Sturms is associated with the following items:
Treatise Chapters  Treatise Chapters Regulation of the Advisory Contract - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
Regulation of Advisory Fees - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.