FacultyFaculty/Author Profile

Daniel S. Kahl

U.S. Securities and Exchange Commission
Chief Counsel and Associate Director, Office of Compliance Inspections and Examinations
Washington, DC, USA


Daniel S. Kahl is the Assistant Director in charge of the Office of Investment Adviser Regulation in the Division of Investment Management at the SEC. The Office of Investment Adviser Regulation is responsible for the development of policy, rulemaking and exemptive matters under the Investment Advisers Act of 1940. Prior to joining the Commission in 2001, Dan worked for the Investment Adviser Association, FINRA, and the North American Securities Administrators Association. He received his B.S. from Penn State University, J.D. from Southern Methodist University, and LL.M. (Securities) from Georgetown University.

Daniel S. Kahl is associated with the following items:
Web Segment  Web Segment Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Private Fund Regulatory Developments and Compliance Challenges 2018, Thursday, February 01, 2018
Compliance Inspections and Examinations - The SEC Speaks in 2018, Tuesday, February 27, 2018
Investment Management: Compliance and Inspections - Investment Management Institute 2018, Wednesday, May 02, 2018
MP3 Audio  MP3 Audio Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds, Thursday, February 01, 2018
Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
Investment Management: Compliance and Inspections - Investment Management: Compliance and Inspections, Wednesday, May 02, 2018
Transcripts  Transcripts Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds, Thursday, February 01, 2018
Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
Investment Management: Compliance and Inspections - Investment Management: Compliance and Inspections, Wednesday, May 02, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds, Thursday, February 01, 2018
Compliance Inspections and Examinations - Compliance Inspections and Examinations, Tuesday, February 27, 2018
Investment Management: Compliance and Inspections - Investment Management: Compliance and Inspections, Wednesday, May 02, 2018
On-Demand Web Programs  On-Demand Web Programs Private Fund Regulatory Developments and Compliance Challenges 2018, Wednesday, February 07, 2018, New York, NY
The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Investment Management Institute 2018, Monday, May 07, 2018, New York, NY
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