FacultyFaculty/Author Profile
Daniel Michael

Daniel Michael

U.S. Securities and Exchange Commission
Chief, Complex Financial Instruments Unit, Division of Enforcement
New York City, NY, USA


Daniel Michael is the Chief of the Complex Financial Instruments Unit of the SEC’s Enforcement Division. At the SEC, Dan supervises Unit members nationwide who investigate violations involving complex financial products, including matters relating to their structuring, sale, trading, and valuation. Dan, who is based in the New York Regional Office, joined the SEC in 2010 and was a staff attorney from 2010 to 2014 and an assistant director from 2014 to 2017.

Prior to joining the SEC, Dan was a law clerk to the Honorable Richard M. Berman in the United States District Court for the Southern District of New York and before that an associate at Cravath, Swaine & Moore LLP. He is a graduate of New York University and Harvard Law School.
Daniel Michael is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Enforcement 2018: Perspectives from Government Agencies, Wednesday, May 16, 2018, New York, NY
CHB Chapters  CHB Chapters In Re: FORCERANK LLC, S.E.C. Release Nos. 10232; 79093; File No. 3-17625 (2016) - Enforcement 2018: Perspectives from Government Agencies, Wednesday, May 09, 2018
In re: Morgan Stanley & Co. LLC, S.E.C. Release No. 79606; File No. 3-17737 (2016) - Enforcement 2018: Perspectives from Government Agencies, Wednesday, May 09, 2018
In Re: UBS AG, S.E.C. Release No. 9961, File No. 3-16891 (Oct. 13, 2015) - Enforcement 2018: Perspectives from Government Agencies, Wednesday, May 09, 2018
Web Segment  Web Segment Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past                                                          , Monday, May 14, 2018
MP3 Audio  MP3 Audio Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past                                                           - Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past                                                          , Monday, May 14, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past                                                           - Swaps and Derivatives and Market Enforcement: Trends and Lessons from the Past                                                          , Monday, May 14, 2018
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