FacultyFaculty/Author Profile

Daniel Fisher

U.S. Securities and Exchange Commission
Branch Chief, Division of Trading and Markets
Washington, DC, USA


Dan Fisher currently works as a Branch Chief in the Office of Chief Counsel for the Securities and Exchange Commission’s Division of Trading and Markets.  In this capacity, Dan’s responsibilities relate to broker-dealer sales practices, including suitability, supervision, and securities arbitration, as well as broker-dealer status issues.  Prior to this role, Dan was Manager of Legal and Compliance for Arrowstreet Capital Management, a registered investment adviser to institutional investors, and the Deputy General Counsel of Sowood Capital Management, an investment adviser to a multi-strategy hedge fund.  Dan earned his J.D. from George Washington University Law School and his B.A. from Brandeis University.
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