transcript   Transcript

Current Issues in Securities Practice

Recorded on: Sep. 13, 2017
Running Time: 01:16:35

Full Transcript:

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Taken from the Web Program Securities Filings 2017: Practical Guidance in a Changing Environment recorded September 2017 in New York.

Current Issues in Securities Practice [01:16:35]
  • The new 4(a)(7) exemption and other effects of the FAST Act
  • Current and proposed SEC rulemaking including proposed amendments to Rules 147 and 504
  • Final crowdfunding rules
  • Regulation A+ - one year later
  • Recent judicial developments

Discussion among the panelists and the audience of current day issues affecting securities practice in general and securities filings in particular

Steven V. Bernard, Mark A. Borges, Stuart Gelfond

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Registration Statements Under the Securities Exchange Act of 1934: Form 10 and Form 8-A (June 30, 2017)
    Alan K. Austin, Steven V. Bernard
Steven V Bernard ~ Wilson Sonsini Goodrich & Rosati, PC
Mark A Borges ~ Principal, Compensia, Inc.
Stuart H Gelfond ~ Fried Frank Harris Shriver & Jacobson LLP
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