Corporate & Securities - Financial Products

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Financial Products. Explore our offerings below to select those most relevant to your practice.

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Fiduciary Investment Advice 2019

Apr. 2, 2019

Practising Law Institute - New York, NY

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend The legal framework applying to fiduciary investment advice is undergoing a sea change. The DOL has finalized rulemaking that is dramatically changing the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisers and service providers in the retirement marketplace. At the same time, the SEC co... Read More


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