Corporate & Securities - Financial Products

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Financial Products. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Who's Speaking?
Clifford E. Kirsch

Clifford E. Kirsch ~ Eversheds Sutherland (US) LLP
Speaking at Basics of Mutual Funds and Other Registered Investment Companies 2018 Practising Law Institute May. 14, 2018

In addition to the credits listed to the right, this program also offers credit for CFP certification. Basics of Mutual ...

Clifford E. Kirsch

Clifford E. Kirsch ~ Eversheds Sutherland (US) LLP
Speaking at Fiduciary Investment Advice 2018 Practising Law Institute May. 10, 2018

Why You Should Attend

The regulatory framework applying to the standard of conduct related to personalized financial advice ...

 

Featured Program

Fiduciary Investment Advice 2018

May. 10, 2018

Practising Law Institute - New York, NY

Why You Should Attend The regulatory framework applying to the standard of conduct related to personalized financial advice continues to be in flux.  DOL is actively reconsidering its rulemaking that dramatically changes the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisers and service providers in the retirement marketplace. At the same time, the SEC is reported to be advancing internally its ... Read More


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