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Corporate & Securities - Enforcement

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Enforcement. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Programs
Webcasts
SEC Institute
One-Hour Briefings
On-Demand
Interactive Learning Center

Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws	Sep. 6 - 7, 2018 Washington, DC
Insider Trading Law 2018	Sep. 20, 2018 New York, NY
Global Investment Funds 2018	Sep. 20, 2018 New York, NY
Understanding the Securities Laws 2018	Sep. 26 - 27, 2018 Chicago, IL
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018	Oct. 9, 2018 New York, NY

View all Corporate & Securities - Enforcement Programs

Insider Trading Law 2018	Sep. 20, 2018
Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and	Oct. 4 - 5, 2018
Hedge and Private Fund Enforcement & Regulatory Developments 2018	Oct. 9, 2018
Broker/Dealer Regulation and Enforcement 2018	Oct. 16, 2018
Fundamentals of Swaps & Other Derivatives 2018	Oct. 22, 2018

View all Corporate & Securities - Enforcement Webcasts

White Collar Crime 2017: Prosecutors and Regulators Speak	Oct. 7, 2017	[06:19:20]
Broker/Dealer Regulation and Enforcement 2017	Oct. 18, 2017	[06:54:03]
Fundamentals of Swaps & Other Derivatives 2017	Oct. 27, 2017	[06:07:58]
Advanced Swaps & Other Derivatives 2017	Nov. 6, 2017	[12:08:32]
Financial Services Industry Regulatory Compliance Forum 2017	Nov. 15, 2017	[06:33:45]

View all Corporate & Securities - Enforcement On-Demand Learning

Treatises
Course Handbooks

Anti-Money Laundering Deskbook: A Practical Guide to Law and Compliance (Looseleaf)	Nicole S Healy	May 31, 2018
Sinclair on Federal Civil Practice (Fifth Edition)	Kent Sinclair	Mar 30, 2018

View all Corporate & Securities - Enforcement Treatises

Fundamentals of Broker-Dealer Regulation 2018		Jul 24, 2018
Understanding the Securities Laws 2018	Gary M Brown	Jul 11, 2018
Hedge and Private Fund Enforcement & Regulatory Developments 2018		Jul 10, 2018
White Collar Crime 2017: Prosecutors and Regulators Speak	Martine M Beamon	Jun 25, 2018

View all Corporate & Securities - Enforcement Course Handbooks

Who's Speaking?

Gary M. Brown ~ Nelson Mullins Riley & Scarborough LLP
Speaking at Understanding the Securities Laws 2018 University of Chicago - Gleacher Center Sep. 26 - 27, 2018

Why You Should Attend

Whether you are new to the field or seeking a quick refresher or an update, this is the securities law ...

David I. Miller ~ Morgan, Lewis & Bockius LLP
Speaking at Insider Trading Law 2018 Practising Law Institute Sep. 20, 2018

Why You Should Attend

Over the last decade, insider trading has been a critical area of criminal and civil enforcement, and it will likely remain ...

Featured Program

Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws

Sep. 6 - 7, 2018

Four Seasons Hotel - Washington, DC

Please note: this program does not offer legal ethics credit. Why You Should Attend As we head into the 2018 election season, developments in federal and state lobbying, campaign finance and ethics rules are making corporate compliance more challenging than ever. Led by high-level officials from the Federal Election Commission, Congressional ethics committees, state ethics agencies, corporate compliance officers, and private practitioners, this p... Read More

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Corporate & Securities - Enforcement

Upcoming Programs

Who's Speaking?

Featured Program

Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws


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