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Corporate & Securities - Enforcement

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Enforcement. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Programs
Webcasts
SEC Institute
One-Hour Briefings
On-Demand
Interactive Learning Center

Investment Management Institute 2018	Apr. 30, 2018 New York, NY
Enforcement 2018: Perspectives from Government Agencies	May. 9, 2018 New York, NY
Internal Investigations 2018	Jun. 6, 2018 Chicago, IL
Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World	Jun. 11, 2018 San Francisco, CA
Fundamentals of Investment Adviser Regulation 2018	Jun. 25, 2018 New York, NY

View all Corporate & Securities - Enforcement Programs

Investment Management Institute 2018	Apr. 30, 2018
Enforcement 2018: Perspectives from Government Agencies	May. 9, 2018
Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World	Jun. 11, 2018
Fundamentals of Investment Adviser Regulation 2018	Jun. 25, 2018
Fundamentals of Broker-Dealer Regulation 2018	Jul. 23, 2018

View all Corporate & Securities - Enforcement Webcasts

Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze	Apr. 28, 2017	[03:32:51]
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2017	May. 1, 2017	[12:48:02]
Enforcement 2017: Perspectives from Government Agencies	May. 18, 2017	[06:24:44]
Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyer, Accountants, and other Professional Service Providers Need to Know	Jun. 9, 2017	[03:58:30]
Internal Investigations 2017	Jun. 26, 2017	[05:59:16]

View all Corporate & Securities - Enforcement On-Demand Learning

Treatises
Course Handbooks

Sinclair on Federal Civil Practice (Fifth Edition)	Kent Sinclair	Jan 23, 2018
FDA Deskbook: A Compliance and Enforcement Guide	Anne K Walsh	Jul 14, 2017

View all Corporate & Securities - Enforcement Treatises

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018	Kimberly A Parker	Apr 9, 2018
Global Capital Markets & the U.S. Securities Laws 2018	Paul M Dudek	Apr 9, 2018
Corporate Governance - A Master Class 2018	Alan L Beller	Apr 9, 2018

View all Corporate & Securities - Enforcement Course Handbooks

Who's Speaking?

Joan E. McKown ~ Jones Day
Speaking at Enforcement 2018: Perspectives from Government Agencies Practising Law Institute May. 9, 2018

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Enforcement ...

Featured Program

Investment Management Institute 2018

Apr. 30, 2018

Practising Law Institute - New York, NY

In addition to the credits listed to the right, this program also offers credit for CFP certification. Investment Management Institute 2018 has been approved by the CFP Board for 9.00 CE credits. This program also offers credit for ABA professional certification. Investment Management Institute 2018 has been approved for 9.50 CSOP, 9.50 CTFA credits. This statement should not be viewed as an endorsement of this program or its sponsor. Why You Sho... Read More

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Corporate & Securities - Enforcement

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Featured Program

Investment Management Institute 2018


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