Corporate & Securities - Compliance

PLI offers in-depth programs, topical briefings, and various publications in the area of Corporate & Securities - Compliance. Explore our offerings below to select those most relevant to your practice.

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Upcoming Programs

Who's Speaking?
Jeffrey D. Karpf

Jeffrey D. Karpf ~ Cleary Gottlieb Steen & Hamilton LLP
Speaking at Directors' Institute on Corporate Governance (Sixteenth Annual) Practising Law Institute Nov. 29, 2018

Why You Should Attend

New expectations and responsibilities are being placed on boards in critical areas of governance, including ...

Brackett B. Denniston, III

Brackett B. Denniston, III ~ Goodwin Procter LLP
Speaking at Hot Topics for In-House Counsel 2018 Practising Law Institute Nov. 28, 2018

Why You Should Attend

The role of the in-house counsel continues to transform to meet new challenges in relation to an increasingly ...


Featured Program

Broker/Dealer Regulation and Enforcement 2018

Oct. 16, 2018

Practising Law Institute - New York, NY

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Broker/Dealer Regulation and Enforcement 2018 has been approved for 6.5 CAFP, 7.75 CRCM and 6.5 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This program will a... Read More

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