transcript   Transcript

Conflicts of Interest, Corruption and Compliance Risks

Recorded on: Nov. 7, 2017
Running Time: 01:01:25

Full Transcript:

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Taken from the Web Program Advanced Compliance and Ethics Workshop 2017 San Francisco recorded November 2017 in San Francisco.

Conflicts of Interest, Corruption and Compliance Risks [01:01:25]

Explore compliance risks and controls related to two of the higher-risk compliance areas

  • Conflicts of Interest 
  1. Drafting workable policies and creating effective training 
  2. Questionnaires, certifications and approval procedures 
  3. Auditing and monitoring for conflicts 
  • Corruption
  1. Assessing your organization’s corruption risks
  2. Policies, training and communications
  3. Due diligence and other third-party controls
(HRCI Credit for Human Resources Professionals)

Brian J. Bartow, Jay C. Mumford

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Gibson Dunn & Crutcher LLP, 2017 Mid-Year FCPA Update (July 10, 2017)
    Michael S. Diamant
  • Marsh & McLennan Companies, Anti-Corruption Program Summary
    Michael Sevi

Presentation Material

  • Conflicts of Interest, Corruption and Compliance Risks_Power Point
    Jay C. Mumford
Brian J. Bartow ~ General Counsel & Chief Compliance Officer, California State Teachers Retirement System
Jay C. Mumford ~ Global Compliance Manager, Corporate Compliance Department, Bio-Rad Laboratories, Inc.
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