transcript   Transcript

Conducting the Internal Investigation

Recorded on: Jun. 27, 2018
Running Time: 01:31:42

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Internal Investigations 2018 Recorded June 2018 in New York

Conducting the Internal Investigation [01:31:42]

A. Considerations, Processes and Procedures

  • Gathering documents
  • Employee interviews
  • Employee issues and obligations: advice, rights and liability in light of recent cases
  • Former employee interviews
  • When should employees or former employees have their own counsel?
  • How to deal with counsel for individuals
  • Dealing with the auditors
  • Dealing with international issues: attorney client privilege in other countries, language issues
(Skills credit for NY attorneys)

B. Privilege Issues and Ethical Traps in Conducting the Investigation (1 hour ethics)

  • Protecting the investigation: Attorney client privilege and work product issues
  • Representational issues
  • Warnings to witnesses
  • How to respond to questions from interviewees
  • Avoiding obstruction
  • Other ethical dilemmas

Richard J. Morvillo (Panel Leader); Steven L. D'Alessandro, Thomas A. Hanusik, Anne Murray, Holly H. Weiss

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Cooperation Credit, Ethical Implications, Privilege and Upjohn Warnings
    Thomas A. Hanusik
  • Mark D. Pollack, Emily L. Seymore, Michael C. Whalen and Nathan Grossman, Conducting Effective Internal Investigations: Practice Pointers and Privilege Considerations
    Mark D. Pollack
  • Dodd-Frank Whistleblower Protections and Implications for Internal Investigations, Policies and Procedures (March 6, 2018)
    Holly H. Weiss
  • Melinda Haag and Rachel Muoio, Cooperate and Risk Waiver? Balancing the Benefits of Government Cooperation with the Risks of Privilege Waiver in Conducting Internal Investigations (April 10, 2018)
    Melinda Haag
(s)
Steven L. D'Alessandro ~ Managing Director, JPMorgan Chase & Co
Thomas A. Hanusik ~ Crowell & Moring
Richard J. Morvillo ~ Orrick Herrington & Sutcliffe LLP
Anne Murray ~ Orrick Herrington & Sutcliffe LLP
Holly H. Weiss ~ Schulte Roth & Zabel
Share
Email
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.