transcript   Transcript

Compliance and Ethics Risk Assessments: The Foundation of Effective Programs

Recorded on: Jun. 5, 2017
Running Time: 00:57:47

Full Transcript:



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Taken from the Web Program Corporate Compliance and Ethics Institute 2017 recorded June, 2017 in New York.

Compliance and Ethics Risk Assessments: The Foundation of Effective Programs [00:57:47]
  • Case Study of Risk Assessment Process, exploring issues such as
    • Practical Tools for Identifying and Assessing Legal and Compliance Risk
    • Using the Risk Assessment to Enhance Your Program
    • Reporting on Your Risk Assessment
    • The Risks of Risk Assessment: Avoiding Those Things That Can Go Wrong
    • How to best utilize technology in your compliance program
(CFE Field of Study: Fraud)

Jennifer Heller, Ellen M. Hunt, Gretchen A. Winter


The purchase price of this segment includes the following article from the Course Handbook available online:

  • Jeffrey M. Kaplan, “Point-of-Risk” Compliance, Conflict of Interest Blog (November 28, 2015), http://conflictofinterestblog.com/2015/11/pointof-risk-compliance.html
    Jeffrey M. Kaplan
  • Risk Assessments and Systems Evaluations—A Simple But Powerful Strategy for Effective Enterprise Risk Management (February 10, 2014)
    James Nortz

Presentation Material

  • Handout for "Compliance and Ethics Risk Assessments: The Foundation of Effective Programs" Segment
    Jennifer Heller, Ellen M. Hunt, Gretchen A. Winter
  • PowerPoint for "Compliance and Ethics Risk Assessments: The Foundation of Effective Programs" Segment
    Jennifer Heller, Ellen M. Hunt, Gretchen A. Winter
(s)
Jennifer Heller ~ Vice President, Chief Compliance Officer and Senior Deputy General Counsel, Comcast Corporation
Ellen M Hunt ~ Senior Vice President- Audit, Ethics & Compliance Officer , AARP
Gretchen A Winter ~ Executive Director, Center for Professional Responsibility in Business and Society, College of Business, University of Illinois at Urbana-Champaign
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