transcript   Transcript

Compliance Risk Assessment: Understanding and Mitigating Your Compliance Risks

Recorded on: Nov. 7, 2017
Running Time: 01:02:00

Full Transcript:



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Taken from the Web Program Advanced Compliance and Ethics Workshop 2017 San Francisco recorded November 2017 in San Francisco.

Compliance Risk Assessment: Understanding and Mitigating Your Compliance Risks [01:02:00]
  • Efficient and practical risk assessment practices 
  • Tying the results to mitigation plans and other program improvements 
  • Reporting on and documenting your risk assessment 
  • Interplay of compliance and other types of risk 

Darek Kochman, Monica Reinmiller, David Wong


The purchase price of this segment includes the following article from the Course Handbook available online:

  • ECI Executive Summary, Principles and Practices of High-Quality Ethics & Compliance Programs: Report of ECI’s Blue Ribbon Panel
    Matthew B. Pachman
  • “Asking a Good Question,” Conflict of Interest Blog (December 17, 2016), http://conflictofinterestblog.com/ 2016/12/asking-a-good-question.html
    Jeffrey M. Kaplan

Presentation Material

  • Compliance analyticsand reporting solution_Handout
    Darek Kochman, CPA, CFE
  • Compliance analyticsand reporting solution_Handout
    Darek Kochman, CPA, CFE
  • Compliance Risk Assessment: Understanding and Mitigating Your Compliance Risks_Power Point
    Darek Kochman, CPA, CFE, Monica Reinmiller, David Wong
(s)
Darek Kochman, CPA, CFE ~ Manager - Compliance Analytics, KPMG LLP
Monica Reinmiller ~ Compliance Counsel, T-Mobile
David Wong ~ Director, Global Compliance and Ethics, McKesson Corp
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