transcript   Transcript

Commodity Exchange Act Basics for Lawyers

Recorded on: Oct. 11, 2017
Running Time: 01:04:55

Full Transcript:



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Taken from the briefing Commodity Exchange Act Basics for Lawyers recorded October 2017 in New York.

This One-Hour Briefing provides all the basics a lawyer needs to be conversant in and familiar with the Commodity Exchange Act and the regulatory framework for futures, commodity options, swaps, and retail foreign exchange.

Lecture Topics  [01:04:55]

Listen to Julian E. Hammar of Morrison & Foerster LLP and Gary Kalbaugh of ING Financial Holdings Corporation for this presentation. Topics to be covered include:

  • The jurisdiction of the Commodity Futures Trading Commission (CFTC);
  • Who are the registrants and what authority does the CFTC have over them? What role do the Securities and Exchange Commission and other regulators have?
  • The regulation of futures and exchange-traded commodity options;
  • The regulation of swaps post Dodd-Frank; and
  • Overview of retail foreign exchange regulation.

Presentation Material

  • Commodity Exchange Act Basics for Lawyers
    Julian E. Hammar, Gary Kalbaugh
Speaker(s)
Julian E Hammar ~ Morrison & Foerster LLP
Gary Kalbaugh ~ ING Financial Holdings Corporation
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