FacultyFaculty/Author Profile

Claudia Crowley

NYSE Euronext
Chief Executive Officer and Chief Regulatory Officer - NYSE Regulation
New York, NY, USA


Claudia Crowley is Chief Executive Officer of NYSE Regulation and Chief Regulatory Officer of the New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. exchanges.

In this role, Ms. Crowley is responsible for overseeing listed company compliance, regulation related rule development, rule interpretations, regulatory policy and StockWatch. She is also responsible for managing NYSE Regulation's relationship with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission on regulatory matters. In addition, Ms. Crowley serves on the board of the NYSE Euronext Foundation.

Ms. Crowley joined NYSE Regulation in October 2008 as Senior Vice President and became Chief of Staff of NYSE Regulation in January 2009.

Prior to joining NYSE Regulation, Ms. Crowley was Senior Vice President and Chief Regulatory Officer at the American Stock Exchange responsible for all aspects of the exchange's regulatory program. She joined the American Stock Exchange in 1983 as an enforcement attorney and assumed positions of increasing responsibility during her tenure.

Ms. Crowley received a bachelor's degree from the University of Rochester and a JD from the Boston University School of Law. She is a member of the bar in New York.

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