FacultyFaculty/Author Profile

Christopher Mulligan

U.S. Securities and Exchange Commission
Senior Special Counsel, Office of Chief Counsel, Office of Compliance Inspections & Examinations
Washington, DC, USA


Christopher Mulligan is a Senior Special Counsel in the Chief Counsel’s Office of OCIE and Co-Coordinator of the Private Funds Specialized Working Group.  In his current role, Chris conducts exams, works on rulemakings and guidance, drafts risk alerts and advises SEC staff on legal issues related to exams of private fund advisers.  Prior to joining OCIE, Chris was in the Private Funds Branch in the Division of Investment Management where he worked on guidance updates, no-action letters, FAQs and rulemakings impacting private fund advisers. 

Prior to joining the Commission, Chris worked in private practice counseling private fund advisers in all aspects of their activities, including fund formation, purchasing and selling portfolio companies and regulatory issues.  Chris received his J.D. from Georgetown University Law Center.

Christopher Mulligan is associated with the following items:
Web Segment  Web Segment Issues of the Day for Alternative Asset Managers - Investment Management Institute 2018, Wednesday, May 02, 2018
Featured Speaker  -    Nineteenth Annual Private Equity Forum                                                           - Nineteenth Annual Private Equity Forum, Wednesday, July 18, 2018
MP3 Audio  MP3 Audio Issues of the Day for Alternative Asset Managers - Issues of the Day for Alternative Asset Managers, Wednesday, May 02, 2018
Featured Speaker                                                               - Featured Speaker  -    Nineteenth Annual Private Equity Forum                                                           , Wednesday, July 18, 2018
Transcripts  Transcripts Issues of the Day for Alternative Asset Managers - Issues of the Day for Alternative Asset Managers, Wednesday, May 02, 2018
Featured Speaker  -    Nineteenth Annual Private Equity Forum                                                           - Featured Speaker  -    Nineteenth Annual Private Equity Forum                                                           , Wednesday, July 18, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Issues of the Day for Alternative Asset Managers - Issues of the Day for Alternative Asset Managers, Wednesday, May 02, 2018
Featured Speaker                                                               - Featured Speaker  -    Nineteenth Annual Private Equity Forum                                                           , Wednesday, July 18, 2018
On-Demand Web Programs  On-Demand Web Programs Investment Management Institute 2018, Monday, May 07, 2018, New York, NY
Nineteenth Annual Private Equity Forum, Tuesday, July 24, 2018, New York, NY
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