FacultyFaculty/Author Profile

Christopher Mulligan

U.S. Securities and Exchange Commission
Senior Special Counsel, Office of Chief Counsel, Office of Compliance Inspections & Examinations
Washington, DC, USA


Christopher Mulligan is a Senior Special Counsel in the Chief Counsel’s Office of OCIE and Co-Coordinator of the Private Funds Specialized Working Group.  In his current role, Chris conducts exams, works on rulemakings and guidance, drafts risk alerts and advises SEC staff on legal issues related to exams of private fund advisers.  Prior to joining OCIE, Chris was in the Private Funds Branch in the Division of Investment Management where he worked on guidance updates, no-action letters, FAQs and rulemakings impacting private fund advisers. 

Prior to joining the Commission, Chris worked in private practice counseling private fund advisers in all aspects of their activities, including fund formation, purchasing and selling portfolio companies and regulatory issues.  Chris received his J.D. from Georgetown University Law Center.

Christopher Mulligan is associated with the following items:
Web Segment  Web Segment Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers - Eighteenth Annual Private Equity Forum, Wednesday, July 12, 2017
Issues of the Day for Alternative Asset Managers - Investment Management Institute 2018, Wednesday, May 02, 2018
MP3 Audio  MP3 Audio Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers - Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers, Wednesday, July 12, 2017
Issues of the Day for Alternative Asset Managers - Issues of the Day for Alternative Asset Managers, Wednesday, May 02, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers - Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers, Wednesday, July 12, 2017
Issues of the Day for Alternative Asset Managers - Issues of the Day for Alternative Asset Managers, Wednesday, May 02, 2018
On-Demand Web Programs  On-Demand Web Programs Eighteenth Annual Private Equity Forum, Monday, July 17, 2017, New York, NY
Investment Management Institute 2018, Monday, May 07, 2018, New York, NY
Transcripts  Transcripts Issues of the Day for Alternative Asset Managers - Issues of the Day for Alternative Asset Managers, Wednesday, May 02, 2018
Live Seminar  Live Seminar Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, New York, NY
Live Webcast  Live Webcast Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Boston, MA
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Pittsburgh, PA
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Atlanta, GA
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Cleveland, OH
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Mechanicsburg, PA
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Indianapolis, IN
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, Philadelphia, PA
Nineteenth Annual Private Equity Forum, Monday, July 16, 2018, New Brunswick , NJ
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