FacultyFaculty/Author Profile

Christopher Mulligan

U.S. Securities and Exchange Commission
Senior Special Counsel, Office of Chief Counsel, Office of Compliance Inspections & Examinations
Washington, DC, USA


Christopher Mulligan is a Senior Special Counsel in the Chief Counsel’s Office of the Office of Compliance Inspections and Examinations where he advises OCIE examiners on legal issues related to exams of private fund advisers.  Prior to joining OCIE, Chris was in the Private Funds Branch of the Investment Adviser Regulation Office in the Division of Investment Management where he worked on guidance updates, no-action letters, FAQs and rulemakings impacting private fund advisers.  Prior to joining the Commission in 2012, Chris spent seven years in private practice in New York City and Cleveland counseling private equity fund advisers in all aspects of their activities, including fund formation, purchasing and selling portfolio companies and regulatory issues.  Chris received his J.D. from Georgetown University Law Center.
Christopher Mulligan is associated with the following items:
Web Segment  Web Segment Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers - Eighteenth Annual Private Equity Forum, Wednesday, July 12, 2017
MP3 Audio  MP3 Audio Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers - Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers, Wednesday, July 12, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers - Featured Speaker: Current SEC Priorities Regarding Private Equity Fund Managers, Wednesday, July 12, 2017
On-Demand Web Programs  On-Demand Web Programs Eighteenth Annual Private Equity Forum, Monday, July 17, 2017, New York, NY
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