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Showing 6 Results


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Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives

Transcripts  Transcripts    

Recorded on: Oct. 25, 2018

GARY BARNETT: OK. We're moving now to our next topic, clearing margin for clear transactions, client money segregation, default management, and user perspectives. And our faculty, I'm going to introduce them in alphabetical order. Josh Beale, immediately to my left, is an associate director in the division of swap dealer and intermediary oversight at the CFTC. His primary responsibilities include capital, margin, segregation, and financial reporting ...

Regulation of Other Swap Market Participants: The Swap Activities of Banks (continued)

Transcripts  Transcripts    

Recorded on: Oct. 25, 2018

GARY BARNETT: Thank you. Welcome back. OK, we go into our next session now. We're going to talk about the regulation of other swap market participants, the swap activities of banks, and we're also going to talk about the NFA and the exam branch at the CFTC and their interaction, as well. Before I introduce our speakers, I'm going to remember our CPE question here. And by a show of hands, how many of you work for or represent banks in their swap activities? ...

Principal Issues for Consideration and Negotiation in Derivatives Documentation-Cleared and Uncleared

Transcripts  Transcripts    

Recorded on: Oct. 25, 2018

DON J. MACBEAN: So we'll talk about loan lien swaps in the context of loan documentation, the swap documentation, as well as the security documents themselves. And I think we'll start off by talking about just some general principles. And to do that, let me discuss the context a little bit. We're talking here about a scenario where we have a borrower who enters into a loan agreement, credit agreement, or other financing arrangement. And the lenders ...

Derivatives and Professional Responsibility

Transcripts  Transcripts    

Recorded on: Oct. 25, 2018

GARY: OK, welcome back from the break. And now we move on to our next topic, Derivatives and Professional Responsibility. And I'd like to introduce Michael Sackheim. He's senior counsel in the New York office of Sidley Austin, where he concentrates on derivatives regulatory, transactional, and enforcement matters. He's a past Chair of the New York City Bar Derivatives Regulation Committee, and he's the Managing Editor of Futures and Derivatives Law ...

New Withholding Regulations on Cross-Border Equity Derivatives and Related Developments

Transcripts  Transcripts    

Recorded on: Oct. 25, 2018

SPEAKER: OK, well, welcome back from lunch. And we are now going on to our next section, New Withholding Regulations on Cross-Border Equity Derivatives and Related Developments. Our faculty is Mark Leeds. Mark is a tax partner with the law firm of Mayer Brown. His professional practice focuses on the tax consequences of a variety of capital markets, products, and strategies, including over-the-counter derivatives transactions, swaps tax-exempt derivatives, ...

Innovative Market Trends, Enforcement Trends, Litigation, Insolvency and Resolution Authority: Safe Harbors; Orderly Liquidation

Transcripts  Transcripts    

Recorded on: Oct. 25, 2018

JOSHUA COHN: Welcome back. It's our last session of the day and we'll be covering enforcement trends. We're going to be privileged to have Dan Berkovitz here with us. In fact, Dan, you may already be with us in the ceiling. Are you there? DAN BERKOVITZ: I'm here, Josh. Thank you. JOSHUA COHN: OK, we'll get rolling soon. So we'll be talking about enforcement trends, and Dan is also going to give us a general view from his new desk at the CFTC. We'll ...


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