FacultyFaculty/Author Profile

Cheryl L. Haas

McGuireWoods LLP

Atlanta, GA, USA

Cheryl L. Haas-Goldstein is a partner in the Atlanta office of Sutherland. She focuses her practice in the areas of securities litigation and enforcement, representing investment companies, investment advisors, broker-dealers and individuals in a wide range of securities matters with emphasis on regulatory enforcement and litigation involving the U.S. Securities and Exchange Commission, NASD, the New York Stock Exchange, state regulatory agencies and numerous federal and state courts and arbitrations. She regularly advises clients on compliance and defense matters, and investigations related to violations of federal and state securities laws and regulations and NASD Rules.
Cheryl L. Haas is associated with the following items:
Treatise Chapters  Treatise Chapters Branch Office Supervision - Broker-Dealer Regulation (Second Edition), Monday, September 24, 2018
CHB Chapters  CHB Chapters Recent Exam and Enforcement Lessons for Dual Registrants - Dually Registered Broker-Dealers and Advisers—Regulatory, Compliance and Enforcement 2019, Wednesday, February 06, 2019

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