FacultyFaculty/Author Profile
Charles E. Cain

Charles E. Cain

U.S. Securities and Exchange Commission
Chief, FCPA Unit, Division of Enforcement
Washington, DC, USA


Charles Cain is the Acting Chief of the Foreign Corrupt Practices Act Unit within the Securities and Exchange Commission’s Division of Enforcement.  He has been in the SEC’s FCPA Unit since its formation and with the Division of Enforcement for seventeen years.  As the Acting Chief, his roles include oversight of the National FPCA program, coordination with the DOJ and FBI, and supervision of individual investigations.  During his tenure with the SEC, he has been responsible for numerous significant FCPA matters, as well as cases across a broad range of other areas including financial fraud, insider trading, offering fraud, market manipulation, disclosure fraud, and broker dealer practices.
Charles E. Cain is associated with the following items:
Web Segment  Web Segment Workshop C: Enforcement - SEC Speaks in 2017, Tuesday, February 28, 2017
Year in Review and Enforcement Trends - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2017, Friday, April 28, 2017
FCPA Investigations and Enforcement: Developments and Updates - White Collar Crime 2017: Prosecutors and Regulators Speak, Thursday, October 05, 2017
MP3 Audio  MP3 Audio Workshop C: Enforcement - Workshop C: Enforcement, Tuesday, February 28, 2017
Year in Review and Enforcement Trends - Year in Review and Enforcement Trends, Friday, April 28, 2017
FCPA Investigations and Enforcement: Developments and Updates - FCPA Investigations and Enforcement: Developments and Updates, Thursday, October 05, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Workshop C: Enforcement - Workshop C: Enforcement, Tuesday, February 28, 2017
Year in Review and Enforcement Trends - Year in Review and Enforcement Trends, Friday, April 28, 2017
FCPA Investigations and Enforcement: Developments and Updates - FCPA Investigations and Enforcement: Developments and Updates, Thursday, October 05, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2017, Monday, May 01, 2017, New York, NY
White Collar Crime 2017: Prosecutors and Regulators Speak, Saturday, October 07, 2017, New York, NY
Live Seminar  Live Seminar The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018, New York, NY
Live Webcast  Live Webcast The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018, Boston, MA
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018, Cleveland, OH
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018, New Brunswick , NJ
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018, Monday, April 23, 2018, Atlanta, GA
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