FacultyFaculty/Author Profile
Carrie Penman

Carrie Penman

NAVEX Global
Chief Compliance Officer and Senior Vice President of Advisory Services
Boston, MA, USA


As one of the world’s earliest ethics officers, Carrie Penman has been with NAVEX Global since 2003 after serving four years as deputy director of the Ethics and Compliance Officer Association (ECOA). A scientist by training, she developed and directed the first corporate-wide global ethics program at Westinghouse Electric Corporation from 1994-1999. As Chief Compliance Officer for NAVEX Global, she oversees the company’s internal ethics and compliance activities employing many of the best practices that NAVEX Global recommends to its customers.

Carrie has conducted numerous training programs for client Boards of Directors and executive teams, as well as culture and program assessment projects throughout the UK, Europe, Australia, India, and the US. She has also served as a corporate monitor and independent consultant for companies with government settlement agreements.

Carrie is the author of numerous compliance related articles and commentary and is regularly featured or quoted as a compliance expert in the press. Carrie was featured in the Wall Street Journal’s Risk and Compliance Journal and on the cover of Compliance Week magazine. Carrie is a recognized expert in the area of hotline reporting and is the author of NAVEX Global’s annual Hotline Benchmark Report which evaluates data from nearly one million hotline reports annually. She has also published on best practices in benchmarking and monitoring for retaliation.

Carrie is an Executive Fellow at the Bentley University Center for Business Ethics. She has previously served on the ECOA Board of Directors and its Executive Committee; participated as an advisor for the research project on Ethics Programs: the Role of the Board, conducted by The Conference Board; and served on the Advisory Board for the Duquesne University, Beard Center for Leadership in Ethics.

Carrie is a regular speaker at leading ethics and compliance conferences and events. She is an 18-year member of the faculty of the Managing Ethics in Organizations course that is co-sponsored by ECI and the Center for Business Ethics at Bentley University.

In 2017, Carrie received the Ethics & Compliance Initiative (ECI) Carol R. Marshall Award for Innovation in Corporate Ethics for an extensive career contributing to the advancement of the ethics and compliance field worldwide and was a finalist in the Women in Compliance Lifetime Achievement Award for 2018.

A graduate of Purdue University, Carrie holds a Bachelor of Science degree in textile science.

Carrie Penman is associated with the following items:
Live Seminar  Live Seminar Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, New York, NY
Live Webcast  Live Webcast Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Philadelphia, PA
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, New Brunswick , NJ
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Indianapolis, IN
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Atlanta, GA
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Mechanicsburg, PA
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Nashville, TN
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Pittsburgh, PA
Advanced Compliance and Ethics Workshop 2018, Monday, October 29, 2018, Columbus, OH
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