FacultyFaculty/Author Profile
Carol McGee

Carol McGee

U.S. Securities and Exchange Commission
Assistant Director, Division of Trading and Markets
Washington, DC, USA


Carol McGee is the head of the Office of Derivatives Policy in the SEC’s Division of Trading and Markets.  In that role she directs projects relating to key definitional terms and foreign regulatory issues that arise in connection with the regulation of security-based swaps under U.S. law.  The Office of Derivatives Policy also provides interpretive advice on the regulatory treatment of novel derivative products under the Exchange Act, and administers the new product provisions contained in the Dodd-Frank Act.

She was previously a Partner at Alston & Bird LLP and the co-leader of its securities practice group.  Ms. McGee also served as Deputy Chief Counsel in the SEC’s Division of Corporation Finance.  Ms. McGee holds a J.D. from the University of Virginia, an M.Phil from the University of St. Andrews and a B.A. from Wellesley College.

Carol McGee is associated with the following items:
Web Segment  Web Segment Workshop E: Trading and Markets - SEC Speaks in 2017, Tuesday, February 28, 2017
Alternative Global Investment Vehicles and Derivatives Regulation - Global Capital Markets & the U.S. Securities Laws 2017, Thursday, April 20, 2017
Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital - Advanced Swaps & Other Derivatives 2017, Thursday, October 26, 2017
MP3 Audio  MP3 Audio Workshop E: Trading and Markets - Workshop E: Trading and Markets, Tuesday, February 28, 2017
Alternative Global Investment Vehicles and Derivatives Regulation - Alternative Global Investment Vehicles and Derivatives Regulation, Thursday, April 20, 2017
Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital - Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital, Thursday, October 26, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Workshop E: Trading and Markets - Workshop E: Trading and Markets, Tuesday, February 28, 2017
Alternative Global Investment Vehicles and Derivatives Regulation - Alternative Global Investment Vehicles and Derivatives Regulation, Thursday, April 20, 2017
Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital - Swap Dealers and Major Swap Participants: Who Are They and How Are They Regulated? Reporting, Business Conduct Rules, Capital, Thursday, October 26, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
Global Capital Markets & the U.S. Securities Laws 2017, Tuesday, April 25, 2017, New York, NY
Advanced Swaps & Other Derivatives 2017, Monday, November 06, 2017, New York, NY
Live Seminar  Live Seminar The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
Global Capital Markets & the U.S. Securities Laws 2018, Wednesday, April 18, 2018, New York, NY
Live Webcast  Live Webcast The SEC Speaks in 2018, Friday, February 23, 2018, Washington, DC
Global Capital Markets & the U.S. Securities Laws 2018, Wednesday, April 18, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Global Capital Markets & the U.S. Securities Laws 2018, Wednesday, April 18, 2018, Atlanta, GA
Global Capital Markets & the U.S. Securities Laws 2018, Wednesday, April 18, 2018, Indianapolis, IN
Global Capital Markets & the U.S. Securities Laws 2018, Wednesday, April 18, 2018, New Brunswick , NJ
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