transcript   Transcript


Recorded on: Nov. 14, 2018
Running Time: 01:01:54

Full Transcript:

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Taken from the Web Program Advanced Compliance and Ethics Workshop 2018 Recorded November, 2018 in San Francisco [01:01:54]

A. Program Management and Structure

  • Positioning the Compliance Officer for appropriate independence and authority
  • Leveraging relationships with HR, Internal Audit, Security and other functions
  • Compliance committees, teams, liaisons and networks

B. Board Oversight

  • Helping your Board help you create and maintain a robust program
  • Reporting to the Board
  • Escalation protocols

Amii L. Barnard-Bahn, Maryann Clifford, Chad A. Fentress

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Program Management & Structure and Board Oversight
    Michael Bramnick
  • Built to Last: Top 5 Reasons Your Compliance Initiatives Fail, Compliance & Ethics Professional, August 2017, at 41
    Amii L. Barnard-Bahn
  • Extending the Reach of Your Program: Compliance and Ethics Liaisons, Compliance & Ethics Professional, December 2014, at 21
    Rebecca Walker
  • Reporting to the Board on the Compliance and Ethics Program, Compliance & Ethics Professional, June 2014, at 59
    Jeffrey M. Kaplan, Rebecca Walker
Presentation Material
    Amii L. Barnard-Bahn, Maryann Clifford, Chad A. Fentress
    • (s)
      Amii L. Barnard-Bahn ~ Executive Coach and Strategic Advisor, Barnard-Bahn Consulting & Coaching
      Maryann Clifford ~ Integrity Insight International, LLC
      Chad A. Fentress ~ Founder, Novare Consulting, LLC
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