FacultyFaculty/Author Profile
Brian T. Daly

Brian T. Daly

Schulte Roth & Zabel LLP

New York, NY, USA


Brian T. Daly is a partner with Schulte Roth & Zabel, where he advises hedge, private equity and real estate fund managers on regulatory, compliance and operational matters. He has extensive experience designing and improving compliance processes and organizational systems and helps clients navigate their initial and ongoing regulatory compliance obligations under the rules and regulations of the Securities and Exchange Commission, the Commodity Futures Trading Commission, and the National Futures Association. Brian also regularly represents clients in enforcement actions, regulatory examinations, trading inquiries, and in seeking no-action or similar relief. Having spent nearly a decade in-house as general counsel and chief compliance officer of several prominent investment management firms, Brian is well-versed in the wide range of legal and business challenges facing investment advisers, commodity pool operators and commodity trading advisers.

Brian is a recognized leader in advising alternative investment fund managers on regulatory and compliance matters and is well-known for his thought leadership in this area. He also regularly represents managers in examinations, investigations, and enforcement actions in both the securities and the commodity futures sectors. Chambers Global and Chambers USA list Brian as a “leading individual” in investment funds, noting that he is “especially skilled at assisting clients with the development of strategic compliance programs.” Interviewees also praise him for knowing “what it’s like on the ground” and for providing “practical and meaningful advice.” In addition, Brian sits on the New York City Bar Association’s Private Investment Funds Committee, and he is a chair of the Steering Committee for the Managed Funds Association’s CTA/CPO Forum and a member of the CFTC Working Group for the Alternative Investment Management Association. He formerly served as co-chair of the MFA’s General Counsel Forum, its CTA, CPO & Futures Committee, and as a steering committee member of its Investment Advisory Committee. In addition to his legal practice, Brian taught legal ethics at Yale Law School. Brian received his J.D., with distinction, from Stanford Law School.

Brian T. Daly is associated with the following items:
Live Seminar  Live Seminar Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
Live Webcast  Live Webcast Hedge and Private Fund Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Indianapolis, IN
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Pittsburgh, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New Brunswick , NJ
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Atlanta, GA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Philadelphia, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Mechanicsburg, PA
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