FacultyFaculty/Author Profile

Brian C. Loutrel

New York Life Insurance Co. / NYLIFE Securities LLC Corporate Compliance Department
Vice President & Chief Privacy Officer
New York, NY, USA

Brian Loutrel is a Vice President at New York Life Insurance Company in charge of anti-money laundering compliance, privacy/information security compliance as well as business conduct/ethics compliance programs.  Brian is the Anti-Money Laundering Compliance Officer for New York Life Insurance Company, New York Life Insurance and Annuity Corporation, and NYLIFE Securities LLC.  In addition, Brian is New York Life’s Chief Privacy Officer and Chief Ethics Officer.

Brian joined New York Life in June 1982 after graduating from Barry University in Miami, Florida.  During his tenure with New York Life, Brian spent fifteen years with the Corporate Audit Department conducting operational and information systems audits and fraud investigations, and the last sixteen years with the Corporate Compliance Department, where he has managed several divisions, including branch office compliance examinations, agent licensing and FINRA registration, complaint handling, sales material review and the handling of regulatory inquiries and examinations.

Brian is New York Life’s representative on the Anti-Money Laundering Committee and the Insurer Corporate Confidentiality Task Force of the American Council of Life Insurers (ACLI).  He is a Certified Internal Auditor, a Certified Financial Services Auditor, and holds FINRA’s Series 7, 24 and 63 registrations.  Brian also is a member of LIMRA’s Regulatory Compliance Committee.  He also has memberships in the Association of Certified Anti-Money Laundering Specialists and the International Association of Privacy Professionals, and over the years has spoken at numerous seminars and conferences about the insurance industry’s AML/OFAC compliance efforts and privacy / information security issues.

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