transcript   Transcript

Board Oversight and Program Structure: Program Authority and Independence

Recorded on: Jun. 5, 2017
Running Time: 01:00:30

Full Transcript:

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Taken from the Web Program Corporate Compliance and Ethics Institute 2017 recorded June, 2017 in New York.

Board Oversight and Program Structure: Program Authority and Independence [01:00:30]
  • Case Study of Effective Program Structures, exploring issues such as 
    • Chief Compliance and Ethics Officer Positioning
    • Compliance Directors and other Program Staffing
    • Relationships with HR, Internal Audit and other Functions
    • Oversight of Subsidiaries, JVs and other Affiliates
    • Best Practices in Board Oversight and Support

Jeffrey Taylor, Rebecca Walker

The purchase price of this segment includes the following article from the Course Handbook available online:

  • “C” Is for Crucible: Behavioral Ethics, Culture, and the Board’s Role in C-Suite Compliance
    Scott Killingsworth
  • Rebecca Walker and Jeffrey M. Kaplan, Reporting to the Board on the Compliance and Ethics Program, Compliance & Ethics Professional, June 2014, at 59
    Rebecca Walker, Jeffrey M. Kaplan
  • Rebecca Walker, Extending the Reach of Your Program: Compliance and Ethics Liaisons, Compliance & Ethics Professional, December 2014, at 21
    Rebecca Walker

Presentation Material

  • PowerPoint for "Board Oversight and Program Structure: Program Authority and Independence" Segment
    Jeffrey Taylor, Rebecca Walker
Jeffrey Taylor ~ Deputy General Counsel and Chief Compliance Officer, General Motors
Rebecca Walker ~ Kaplan & Walker LLP
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