transcript   Transcript

Board Oversight and Program Structure: Program Authority and Independence

Recorded on: Jun. 4, 2018
Running Time: 00:58:23

Full Transcript:

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Taken from the Web Program Compliance & Ethics Essentials 2018 Recorded June 2018 in New York

Board Oversight and Program Structure: Program Authority and Independence [00:58:23]
  • Case study of effective program structures, exploring issues such as
    • Chief Compliance and Ethics Officer positioning
    • Compliance directors and other program staffing
    • Relationships with HR, internal audit and other functions
    • Oversight of subsidiaries, JVs and other affiliates
    • Best practices in Board oversight and support

Lisa Stewart Hughes, Rebecca Walker

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • “C” Is for Crucible: Behavioral Ethics, Culture, and the Board’s Role in C-Suite Compliance
    Scott Killingsworth
  • Reporting to the Board on the Compliance and Ethics Program, Compliance & Ethics Professional, June 2014, at 59
    Rebecca Walker, Jeffrey M. Kaplan
  • Extending the Reach of Your Program: Compliance and Ethics Liaisons, Compliance & Ethics Professional, December 2014, at 21
    Rebecca Walker
Presentation Material
  • Board Oversight and Program Structure: Program Authority and Independence_Panel PowerPoint
    Lisa Stewart Hughes, Rebecca Walker
  • (s)
    Lisa Stewart Hughes ~ Chief Compliance Officer, Endeavor
    Rebecca Walker ~ Kaplan & Walker LLP
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