FacultyFaculty/Author Profile

Betty J. Santangelo

Schulte Roth & Zabel LLP

New York, NY, USA


Betty Santangelo is a partner at Schulte Roth & Zabel LLP. She specializes in representation of financial institutions, corporate entities and individuals in regulatory litigation before the SEC, CFTC, NYSE, NASD and other regulatory agencies, including federal and state criminal prosecutors’ offices in the U.S. and in foreign jurisdictions. She also serves as an Independent Consultant with respect to SEC enforcement matters, conducts internal investigations, and advises financial institutions regarding Bank Secrecy Act, anti-money laundering, OFAC, federal securities law and corporate compliance issues.
Betty J. Santangelo is associated with the following items:
CHB Chapters  CHB Chapters Federal and State Regulators Target Compliance Officers—Part II, The Banking Law Journal (September 2015) - Investment Management Institute 2017, Monday, March 27, 2017
Federal and State Regulators Target Compliance Officers—Part I, The Banking Law Journal (July/August 2015) - Investment Management Institute 2017, Monday, March 27, 2017
Treatise Chapters  Treatise Chapters Anti-Money Laundering Regulations Applicable to Broker-Dealers - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
Clearing Broker Liability and Responsibilities - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
Answer Book Chapters  Answer Book Chapters Civil and Criminal Enforcement - Insider Trading Law and Compliance Answer Book (2018 Edition), Wednesday, November 01, 2017
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