FacultyFaculty/Author Profile

Betty J. Santangelo

Schulte Roth & Zabel LLP

New York, NY, USA

Betty Santangelo is a partner at Schulte Roth & Zabel LLP. She specializes in representation of financial institutions, corporate entities and individuals in regulatory litigation before the SEC, CFTC, NYSE, NASD and other regulatory agencies, including federal and state criminal prosecutors’ offices in the U.S. and in foreign jurisdictions. She also serves as an Independent Consultant with respect to SEC enforcement matters, conducts internal investigations, and advises financial institutions regarding Bank Secrecy Act, anti-money laundering, OFAC, federal securities law and corporate compliance issues.
Betty J. Santangelo is associated with the following items:
Treatise Chapters  Treatise Chapters Anti-Money Laundering Regulations Applicable to Broker-Dealers - Broker-Dealer Regulation (Second Edition), Monday, September 24, 2018
Clearing Broker Liability and Responsibilities - Broker-Dealer Regulation (Second Edition), Monday, September 24, 2018
Answer Book Chapters  Answer Book Chapters Civil and Criminal Enforcement - Insider Trading Law and Compliance Answer Book (2019 Edition), Tuesday, October 23, 2018

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