FacultyFaculty/Author Profile
Beth R. Kramer

Beth R. Kramer

Chadbourne & Parke LLP

New York, NY, USA

Chadbourne partner Beth Kramer focuses her practice on investment management and securities law. She regularly advises investment advisers on the formation and ongoing management of funds and on the regulatory and compliance aspects of their businesses. She counsels investment companies, private funds and separately managed accounts on structuring, organization, distribution, and SEC regulatory and compliance issues, including responses to SEC examinations. Ms. Kramer’s practice includes the creation of new advisory businesses, including registration and formation with appropriate regulatory authorities, creation of disclosure documents for private funds, drafting of investment management products, evaluating fund documents for institutional investors and family offices seeking alternative investments, development of compliance policies and procedures, performing compliance reviews, representations of advisers in connection with SEC examinations, counseling clients on compliance with the Dodd-Frank Act, and adviser acquisitions. She advises clients with respect to compliance with, and exemptions from the Investment Advisers Act of 1940, as amended and the Investment Company Act of 1940, as amended. Beth was recognized by Legal 500 in 2014 and 2015 for her work in investment fund formation and management. She has recently been appointed to serve on the New York City Bar Association's Investment Management Regulation Committee for a three year term beginning September 2015. Beth regularly participates in panel presentations and conferences, including the Alternative Investment Management Association (where she is a member of the SEC working group) and the Regulatory Compliance Association, among others. Beth is also a member of the 100 Women in Hedge Funds.

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