FacultyFaculty/Author Profile
Anthony S. Kelly

Anthony S. Kelly

U.S. Securities and Exchange Commission
Co-Chief, Asset Management Unit, Division of Enforcement
Washington, DC, USA


Anthony S. Kelly is Co-Chief of the Asset Management Unit in the SEC’s Division of Enforcement.  As Co-Chief, Anthony leads a nationwide unit that investigates and pursues misconduct across the asset management industry.  Anthony previously served as an Assistant Director in the Asset Management Unit.  He joined the SEC in 2000.  From 2000 to 2004, Anthony served as a securities compliance examiner in the SEC’s Office of Compliance Inspections and Examinations where he conducted compliance exams of broker-dealers.  In 2004, following graduation from law school, he joined the Enforcement Division.  Anthony earned his law degree from Georgetown University Law Center and his undergraduate degree from George Washington University.
Anthony S. Kelly is associated with the following items:
Web Segment  Web Segment Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective - Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Tuesday, December 05, 2017
Enforcement - The SEC Speaks in 2018, Tuesday, February 27, 2018
Investment Management: Enforcement and Litigation Trends - Investment Management Institute 2018, Wednesday, May 02, 2018
MP3 Audio  MP3 Audio Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective - Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective , Tuesday, December 05, 2017
Enforcement - Enforcement, Tuesday, February 27, 2018
Investment Management: Enforcement and Litigation Trends - Investment Management: Enforcement and Litigation Trends, Wednesday, May 02, 2018
Compliance and Enforcement: Focus on Private Equity Funds, Wednesday, July 18, 2018
Transcripts  Transcripts Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective - Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective , Tuesday, December 05, 2017
Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective - Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective , Tuesday, December 05, 2017
Enforcement - Enforcement, Tuesday, February 27, 2018
Investment Management: Enforcement and Litigation Trends - Investment Management: Enforcement and Litigation Trends, Wednesday, May 02, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective - Current Hedge and Private Fund Enforcement Priorities - The Enforcers' Perspective , Tuesday, December 05, 2017
Enforcement - Enforcement, Tuesday, February 27, 2018
Investment Management: Enforcement and Litigation Trends - Investment Management: Enforcement and Litigation Trends, Wednesday, May 02, 2018
Compliance and Enforcement: Focus on Private Equity Funds, Wednesday, July 18, 2018
On-Demand Web Programs  On-Demand Web Programs Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, December 07, 2017, New York, NY
The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
Investment Management Institute 2018, Monday, May 07, 2018, New York, NY
Nineteenth Annual Private Equity Forum, Tuesday, July 24, 2018, New York, NY
Live Seminar  Live Seminar Hedge Fund Management 2018, Thursday, November 15, 2018, New York, NY
Live Webcast  Live Webcast Hedge Fund Management 2018, Thursday, November 15, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund Management 2018, Thursday, November 15, 2018, Philadelphia, PA
Hedge Fund Management 2018, Thursday, November 15, 2018, Pittsburgh, PA
Hedge Fund Management 2018, Thursday, November 15, 2018, Mechanicsburg, PA
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