FacultyFaculty/Author Profile
Anthony S. Kelly

Anthony S. Kelly

U.S. Securities and Exchange Commission
Co-Chief, Asset Management Unit, Division of Enforcement
Washington, DC, USA


Anthony is Co-Chief of the Asset Management Unit in the SEC’s Division of Enforcement.  As Co-Chief, Anthony leads a nationwide unit that investigates and pursues misconduct across the asset management industry.  Anthony previously served as an Assistant Director in the Asset Management Unit.  He joined the SEC in 2000.  From 2000 to 2004, Anthony served as a securities compliance examiner in the SEC’s Office of Compliance Inspections and Examinations where he conducted compliance exams of broker-dealers.  In 2004, following graduation from law school, he joined the Enforcement Division.  Anthony earned his law degree from Georgetown University Law Center and his undergraduate degree from George Washington University.
Anthony S. Kelly is associated with the following items:
Web Segment  Web Segment Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Hedge and Private Fund Enforcement & Regulatory Developments 2016, Friday, December 02, 2016
Enforcement and Litigation Trends - Investment Management Institute 2017, Monday, March 27, 2017
MP3 Audio  MP3 Audio Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective, Friday, December 02, 2016
Enforcement and Litigation Trends - Enforcement and Litigation Trends, Monday, March 27, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective, Friday, December 02, 2016
Enforcement and Litigation Trends - Enforcement and Litigation Trends, Monday, March 27, 2017
On-Demand Web Programs  On-Demand Web Programs Hedge and Private Fund Enforcement & Regulatory Developments 2016, Monday, December 12, 2016, New York, NY
Investment Management Institute 2017, Thursday, March 30, 2017, New York, NY
Live Seminar  Live Seminar Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Hedge and Private Fund Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New York, NY
Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Philadelphia, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Pittsburgh, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, New Brunswick , NJ
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Mechanicsburg, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Atlanta, GA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, Thursday, November 30, 2017, Indianapolis, IN
Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
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