Course Handbook  Course Handbook

Annual Disclosure Documents 2017: Current Developments and Best Practices

Publication Date: December 2017 Number of Volumes: 1
ISBN Number: 9781402430350 Page Count: 650 pages

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Table of Contents
Chapter 1: Dodd-Frank Wall Street Reform and Consumer Protection Act—U.S. Securities and Exchange Commission Rulemaking, Executive Compensation, Corporate Governance, Miscellaneous Provisions (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 2: Roadmap to Capital Markets Regulatory Changes, Proposed, Potential and Recently Adopted or Enacted Rulemaking and Legislation Relating to the US Capital Markets, Public Company Reporting and Corporate Governance (September 6, 2017) Michael L Hermsen ~ Mayer Brown LLP
Chapter 3: Laura D. Richman, Robert F. Gray, Jr., Michael L. Hermsen, Philip J. Niehoff, Andrew J. Stanger, Congress Nullifies SEC’s Resources Extraction Issuer Payment Disclosure Rule (February 14, 2017) Michael L Hermsen ~ Mayer Brown LLP
Chapter 4: Philip J. Niehoff, Robert F. Gray, Jr., Michael L. Hermsen, Laura D. Richman, SEC Division of Corporation Finance Provides No-Action Relief from Conflicts Minerals Rule, for Now (April 19, 2017) Michael L Hermsen ~ Mayer Brown LLP
Chapter 5: Covington & Burling LLP, Capital Markets and Securities, SEC Signals Some Relief on Conflict Minerals Rule (April 17, 2017) Keir D Gumbs ~ Covington & Burling LLP
Chapter 6: Laura D. Richman, David S. Bakst, Jason T. Elder, Robert F. Gray, Jr., Michael L. Hermsen, Thomas Kollar, Time to Update Risk Factors (January 19, 2017) Michael L Hermsen ~ Mayer Brown LLP
Chapter 7: Laura D. Richman, David S. Bakst, Jennifer J. Carlson, Robert F. Gray, Jr., Michael L. Hermsen, Philip J. Niehoff, SEC Requires Hyperlinks for Exhibits in Company Filings (March 9, 2017) Michael L Hermsen ~ Mayer Brown LLP
Chapter 8: Covington & Burling LLP, Capital Markets and Securities, SEC Requires Hyperlinks to Exhibits, Also Proposes Rules Requiring Use of Inline XBRL (April 11, 2017) Keir D Gumbs ~ Covington & Burling LLP
Chapter 9: Laura D. Richman, David S. Bakst, Robert F. Gray, Jr., Michael L. Hermsen, Philip J. Niehoff, Get Ready to Hyperlink SEC Exhibit Filings Beginning September 1 (July 20, 2017) Michael L Hermsen ~ Mayer Brown LLP
Chapter 10: Covington & Burling LLP, Securities, SEC Permits All Companies to File Certain Registration Statements Confidentially (July 5, 2017) Keir D Gumbs ~ Covington & Burling LLP
Chapter 11: Using Social Media to Make Regulation FD Compliant Disclosure (October 2017) Peter W Hennessey ~ Ballard Spahr LLP
Chapter 12: Katayun I. Jaffari, Peter A. Jaslow, SEC Priorities: Sustainability, Board Diversity and Cybersecurity Rulemaking, The Legal Intelligencer, October 31, 2016 Mary J Mullany ~ Ballard Spahr LLP
Chapter 13: SEC Comments and Trends, An Analysis of Current Reporting Issues, Ernst & Young LLP (September 2017) Amy J Dorfmeister ~ Ernst & Young LLP
Chapter 14: Insider Trading and SEC Rule 10b5-1(c) Trading Plans (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 15: Ellen K. Connell, Joan E. McKown, Colleen E. Noonan, SEC Proceedings Against Attorneys FY2017: Protecting the Integrity of the Markets (September 15, 2017) Joan E McKown ~ Jones Day
Chapter 16: U.S. Securities and Exchange Commission, 2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program Mary J Mullany ~ Ballard Spahr LLP
Chapter 17: Executive Compensation Disclosure Requirements for the 2018 Proxy Season (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 18: ExeQuity LLP, Client Alert, SEC Issues Final CEO Pay Ratio Rule (August 13, 2015) Edward A Hauder ~ Senior Consultant and Advisor, Exequity LLP
Chapter 19: ExeQuity LLP, Client Alert, SEC Issues CEO Pay Ratio Guidance (September 22, 2017) Edward A Hauder ~ Senior Consultant and Advisor, Exequity LLP
Chapter 20: John Cannon, Kenneth Laverriere, Doreen E. Lilienfeld, Linda Rappaport, Shearman & Sterling LLP, SEC Issues Pay Ratio Guidance (September 26, 2017) Doreen E Lilienfeld ~ Shearman & Sterling LLP
Chapter 21: Covington & Burling LLP, Capital Markets and Securities, SEC Provides New Guidance on Pay Ratio Disclosure Rule (September 26, 2017) Keir D Gumbs ~ Covington & Burling LLP
Chapter 22: Claw-Back of Erroneously Paid Incentive-Based Compensation (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 23: Covington & Burling LLP, Capital Markets and Securities, Choice Act 2.0: Key Capital Markets and Securities Law Provisions (May 2, 2017) Keir D Gumbs ~ Covington & Burling LLP
Chapter 24: Katayun I. Jaffair, Kaleena Laputka, Ballard Spahr LLP, Performance-Based Compensation and Corporate Responsibility, The Legal Intelligencer, September 11, 2017 Mary J Mullany ~ Ballard Spahr LLP
Chapter 25: Corporate Governance, Shareholder Proposals—SEC Guidance (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 26: Morrison & Foerster LLP, Frequently Asked Questions About Shareholder Proposals and Proxy Access (October 2017) Scott Lesmes ~ Morrison & Foerster LLP
Chapter 27: Gibson Dunn & Crutcher LLP, Shareholder Proposal Developments During the 2017 Proxy Season (June 29, 2017) Ronald O Mueller ~ Gibson, Dunn & Crutcher LLP
Chapter 28: Katayun I. Jaffari, Shonterra M. Jordan, Ballard Spahr LLP, The Role of Private Ordering in Corporate Governance, The Legal Intelligencer, May 1, 2017 Mary J Mullany ~ Ballard Spahr LLP
Chapter 29: Proposed Timeline, 2017 Annual Reporting, May 2018 Annual Meeting (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 30: Directors’ and Officers’ Questionnaire, 2018 Annual Meeting, 2017 Annual Report (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 31: Annual Report on Form 10-K, Proxy Statement and Annual Report to Shareholders (September 2017) Mary J Mullany ~ Ballard Spahr LLP
Chapter 32: Covington & Burling LLP, Capital Markets and Securities, SEC Proposes Rules Requiring the Use of Universal Proxy Cards in Contested Director Elections (December 6, 2016) Keir D Gumbs ~ Covington & Burling LLP
Index

This Course Handbook was compiled for the program, Annual Disclosure Documents 2017 Current Developments and Best Practices .

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Sandra L Flow, Cleary Gottlieb Steen & Hamilton LLP
Michael L Hermsen, Mayer Brown LLP
Mary J Mullany, Ballard Spahr LLP
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