FacultyFaculty/Author Profile
Anne Nguyen Parker

Anne Nguyen Parker

U.S. Securities and Exchange Commission
Assistant Director, Division of Corporation Finance
Washington, DC, USA


Anne Nguyen Parker is the Assistant Director in the Office of Transportation and Leisure in the Division of Corporation Finance at the SEC.  Ms. Parker has been with the Commission since 2002.  While at the SEC, Ms. Parker has also served as the Legal Branch Chief in the Office of Natural Resources and Food, the Special Counsel in the Office of Online Services, and an attorney in the Office of Healthcare and Insurance.  She has considered no-action relief requests as part of the Division of Corporation Finance’s shareholder proposals task force.  Ms. Parker also worked on the Securities Offering Reform rulemaking project that, among other things, created the WKSI category of issuers and the automatic shelf registration process.

Before joining the SEC, Ms. Parker was an attorney in the corporate department of a large firm in San Francisco.  Ms. Parker graduated from Stanford Law School and Duke University.

Anne Nguyen Parker is associated with the following items:
Web Segment  Web Segment Deconstructing the Registration Statement; the Securities Regulatory Process - Securities Filings 2018: Practical Guidance in a Changing Environment, Tuesday, August 21, 2018
MP3 Audio  MP3 Audio Deconstructing the Registration Statement; the Securities Regulatory Process - Deconstructing the Registration Statement; the Securities Regulatory Process, Tuesday, August 21, 2018
Transcripts  Transcripts Deconstructing the Registration Statement; the Securities Regulatory Process - Deconstructing the Registration Statement; the Securities Regulatory Process, Tuesday, August 21, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Deconstructing the Registration Statement; the Securities Regulatory Process - Deconstructing the Registration Statement; the Securities Regulatory Process, Tuesday, August 21, 2018
On-Demand Web Programs  On-Demand Web Programs Securities Filings 2018: Practical Guidance in a Changing Environment, Friday, August 24, 2018, New York, NY
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