FacultyFaculty/Author Profile

Andrew Lawrence


Washington, DC, USA


Andrew Lawrence is associated with the following items:
CHB Chapters  CHB Chapters The SEC Enforcement Landscape for Broker-Dealers and Investment Advisers (August 1, 2016) - Broker/Dealer Regulation and Enforcement 2016, Thursday, October 20, 2016
Trends in SEC Enforcement & Internal Investigations (December 9, 2015) - Broker/Dealer Regulation and Enforcement 2016, Thursday, October 20, 2016
Trends in SEC Enforcement & Internal Investigations (August 12, 2016) - Securities Regulation Institute (48th Annual), Monday, November 07, 2016
Trends in SEC Enforcement & Internal Investigations (August 17, 2017) - Broker/Dealer Regulation and Enforcement 2017, Tuesday, October 17, 2017
The SEC Enforcement Landscape for Broker-Dealers and Investment Advisers (August 7, 2017) - Broker/Dealer Regulation and Enforcement 2017, Tuesday, October 17, 2017
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