Narrow Your Results
Narrow Your Results


Programs & Webcasts





Search for programs by jurisdiction or CLE credit type:

  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  



Search for Programs with CPD Credits in:



Showing 1 Results

List View Table View

Michael Gaw

Faculty  Faculty

Michael Gaw is an Assistant Director in the SEC's Division of Trading and Markets. Mr. Gaw supervises the group that handles registration of alternative trading systems, and works on various other secondary market trading issues, including trading increments, post-trade transparency, and Section 31 transaction fees. Mr. Gaw is also the head of the rulemaking team for proposed Regulation SBSR, which addresses the reporting and public dissemination ...More

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.