FacultyFaculty/Author Profile
Andrew J. Shipe

Andrew J. Shipe

Arnold & Porter, Kaye Scholer LLP

Washington, DC, USA


Andrew J. Shipe joined Arnold & Porter after service with the Securities and Exchange Commission and the Commodity Futures Trading Commission. He concentrates his practice on the regulation of securities and derivatives brokers and asset managers. Mr. Shipe’s work includes counseling on new products and lines of business, compliance with self-regulatory organization rules, and the qualifications of personnel. He regularly counsels financial institutions from Europe and Latin America as to doing business in the United States. He also advises exchanges and trade execution platforms on compliance with the US securities and derivatives laws.

Mr. Shipe is a graduate of the Georgetown University School of Foreign Service and the Fordham University School of Law.
Andrew J. Shipe is associated with the following items:
Web Segment  Web Segment 1934 Act Framework - Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018
MP3 Audio  MP3 Audio 1934 Act Framework - 1934 Act Framework, Monday, July 23, 2018
Transcripts  Transcripts 1934 Act Framework - 1934 Act Framework, Monday, July 23, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 1934 Act Framework - 1934 Act Framework, Monday, July 23, 2018
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2018, Monday, July 30, 2018, New York, NY
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