Course Handbook  Course Handbook

Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding

Publication Date: October 2018 Number of Volumes: 1
ISBN Number: 9781402432347 Page Count: 824 pages

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Table of Contents
Chapter 1: The Regulation of Marketplace Lending: A Summary of the Principal Issues (April 2018 Update) Preetha P. Gist ~ Chapman and Cutler LLP
Peter C. Manbeck ~ Chapman and Cutler LLP
Lindsay Henry ~ Chapman and Cutler LLP
Marc Franson ~ Chapman and Cutler LLP
Chapter 2: A Financial System That Creates Economic Opportunities, Nonbank Financials, Fintech, and Innovation Fact Sheet, U.S. Department of the Treasury Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 3: A Financial System That Creates Economic Opportunities, Nonbank Financials, Fintech, and Innovation Report, U.S. Department of the Treasury (July 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 4: Consumer Lenders Beware: New California Privacy Law Likely Applies (July 5, 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Brandon P. Reilly ~ Manatt, Phelps & Phillips, LLP
Chapter 5: Letter to Hon. Mike Crapo and Hon. Sherrod Brown, Re: Legislation Considered by the Committee on June 26, 2018 and June 28, 2018 (June 28, 2018) Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 6: Written Testimony of Joseph P. Borg Before the U.S. House Committee on Financial Services Subcommittee on Capital Markets, Securities and Investment “Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement” (June 13, 2018) Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 7: Letter to Hon. Jeb Hensarling and Hon. Maxine Water, Re: June 7, 2018—Full Committee Markup (H.R. 5877, the “Main Street Growth Act of 2018”) Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 8: Letter to Hon. Michael Crapo, Re: The Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017 (H.R. 477, as amended) (March 9, 2018) Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 9: Letter to William T. Pound, National Conference of State Legislatures (July 31, 2017) Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 10: NASAA 2017 Enforcement Report Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 11: FINRA Investor Alerts, Updated: Crowdfunding and the JOBS Act: What Investors Should Know (May 17, 2017) Joseph P. Borg ~ Director, Alabama Securities Commission, North American Securities Administrators Association
Chapter 12: Coordinated Review of Tier One Offerings Under Regulation A (July 9, 2018) Faith L. Anderson ~ Chief of Registration & Regulatory Affairs, Washington Department of Financial Institutions, Securities Division
Chapter 13: Coordinated Review FAQs, Regulation A Coordinated Review, Form CR-3(b), North American Securities Administrators Association Faith L. Anderson ~ Chief of Registration & Regulatory Affairs, Washington Department of Financial Institutions, Securities Division
Chapter 14: NASAA Coordinated Review of Regulation A Offerings, Review Protocol (Adopted March 7, 2014) Faith L. Anderson ~ Chief of Registration & Regulatory Affairs, Washington Department of Financial Institutions, Securities Division
Chapter 15: Press Release, Office of the Comptroller of the Currency, OCC Begins Accepting National Bank Charter Applications from Financial Technology Companies (July 31, 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 16: State AGs: No Need for Madden Fix Legislation. Financial Services Law (July 18, 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 17: California AG Hits Student Loan Servicer with Lawsuit, Financial Services Law (July 18, 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Charles E. Washburn ~ Manatt, Phelps & Phillips, LLP
Chapter 18: CFPB News: More Reports, Settlements and Actions Dropped, Financial Services Law (July 5, 2018) Richard E. Gottlieb ~ Partner, Manatt Phelps & Phillips LLP
Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 19: The Marketplace Lending Best Practices, Marketplace Lending Association Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 20: Valid When Made Doctrine, Marketplace Lending Association Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 21: Comptroller’s Licensing Manual Draft Supplement, Evaluating Charter Applications from Financial Technology Companies, Office of the Comptroller of the Currency (March 2017) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 22: Marketplace Lending, Cryptocurrency and Crowdfunding: A Regulatory Timeline (July 2018) Claudia Callaway ~ Katten Muchin Rosenman LLP
Chapter 23: Marketplace Loans Warehouse Facilities-Underwriting Criteria Frank R. Borchert ~ MD, General Counsel & Secretary, Marlette Funding, LLC
Brian Foley ~ Managing Director, Macquarie Group
Lenny Giltman ~ Managing Director, Structured Finance, Kroll Bond Rating Agency, Inc.
Patrick D. Dolan ~ Norton Rose Fulbright US LLP
Chapter 24: Warehouse Facility—Electronic Chattel Paper and Electronic Modifications of Tangible Chattel Paper Opinion Frank R. Borchert ~ MD, General Counsel & Secretary, Marlette Funding, LLC
Brian Foley ~ Managing Director, Macquarie Group
Lenny Giltman ~ Managing Director, Structured Finance, Kroll Bond Rating Agency, Inc.
Patrick D. Dolan ~ Norton Rose Fulbright US LLP
Chapter 25: Model Loan Servicing Agreement Frank R. Borchert ~ MD, General Counsel & Secretary, Marlette Funding, LLC
Brian Foley ~ Managing Director, Macquarie Group
Lenny Giltman ~ Managing Director, Structured Finance, Kroll Bond Rating Agency, Inc.
Patrick D. Dolan ~ Norton Rose Fulbright US LLP
Chapter 26: 2017 Consumer Loan Marketplace Lending Year in Review and 2018 Outlook (January 10, 2018) Lenny Giltman ~ Managing Director, Structured Finance, Kroll Bond Rating Agency, Inc.
Chapter 27: Installment Consumer Lender Falls in California, DBO Reports, Financial Services Law (July 5, 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Benjamin T. Brickner ~ Manatt, Phelps & Phillips, LLP
Charles E. Washburn ~ Manatt, Phelps & Phillips, LLP
June Kim ~ Manatt, Phelps & Phillips, LLP
Chapter 28: A Crypto-Capital Markets Lawyer Looks Back on 2017 Lewis R. Cohen ~ DLx Law LLP
Chapter 29: Why Your Initial Coin Offering Is Probably Regulated by Securities Law (March 7, 2017) Amy Y. Wan ~ Co-Founder and CEO, Sagewise
Chapter 30: Securities vs Utility Tokens—Case Studies (PowerPoint slides) Gregory J. Nowak ~ Pepper Hamilton LLP
Chapter 31: Public Statement by SEC Chairman Jay Clayton, Statement on Cryptocurrencies and Initial Coin Offerings (December 11, 2017) N. Adele Hogan ~ Baker Tilly Virchow Krause, LLP
Chapter 32: Fintech Update: Regulators Join Together for Fintech Oversight, Financial Services Law (June 6, 2018) Brian S. Korn ~ Manatt, Phelps & Phillips, LLP
Chapter 33: Top 10 “Dos” and “Don’ts” If the SEC Calls; What to Expect (August 1, 2018) Nancy H. Wojtas ~ Cooley LLP
Chapter 34: Venture Capital Working Group, Token Sale Non-Exclusive Safe Harbor, for Discussion (March 26, 2018) Nancy H. Wojtas ~ Cooley LLP
Index

This Course Handbook was compiled for the program, Alternative Finance Summit 2018 Marketplace Lending, Cryptocurrency and Crowdfunding .

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Brian S. Korn, Manatt, Phelps & Phillips, LLP
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