FacultyFaculty/Author Profile

Alma M. Angotti

Navigant Consulting, Inc.
Managing Director and Co-Head of Global Investigations and Compliance
Washington, DC, USA


Alma Angotti is a Managing Director and Co-Head of the Global Investigations & Compliance practice. With over 25 years of regulatory practice, Ms. Angotti has held senior enforcement positions at the SEC, Treasury’s Financial Crimes Enforcement Network (FinCEN) and FINRA (Financial Industry Regulatory Authority). In these positions, she was responsible for conducting investigations involving securities fraud, insider trading, financial fraud, anti-money laundering (“AML”) and counter terrorist financing, market manipulation, investor and market protection, and other regulatory violations.  At FinCEN and FINRA, she designed and lead the AML enforcement programs.  She regularly worked with criminal prosecutors in a variety of jurisdictions and the U.S. Department of Justice to investigate and bring actions jointly.

Ms. Angotti has counselled her clients, large global financial institutions, multinational companies, smaller financial institutions, broker-dealers and Fintech companies, in a variety of projects, including gap analyses, compliance program reviews, risk assessments, remediation efforts, investigations and transaction reviews. Recently, she held interim senior compliance leadership positions at several global and regional financial institutions providing day-to-day management of their compliance programs and assisting them with implementing enhancements, often in the context of a regulatory or criminal enforcement action. 

She has trained and advised the financial services industry as well as other regulators and government officials worldwide on AML, sanctions, and combating the financing of terrorism (CFT) and other regulatory compliance issues.

Alma M. Angotti is associated with the following items:
Web Segment  Web Segment FinTech AML, Cybersecurity and Privacy - FinTech 2018, Tuesday, August 14, 2018
MP3 Audio  MP3 Audio FinTech AML, Cybersecurity and Privacy - FinTech AML, Cybersecurity and Privacy, Tuesday, August 14, 2018
Transcripts  Transcripts FinTech AML, Cybersecurity and Privacy - FinTech AML, Cybersecurity and Privacy, Tuesday, August 14, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg FinTech AML, Cybersecurity and Privacy - FinTech AML, Cybersecurity and Privacy, Tuesday, August 14, 2018
On-Demand Web Programs  On-Demand Web Programs FinTech 2018, Monday, August 20, 2018, New York, NY
Live Seminar  Live Seminar 50th Annual Institute on Securities Regulation, Wednesday, November 07, 2018, New York, NY
Live Webcast  Live Webcast 50th Annual Institute on Securities Regulation, Wednesday, November 07, 2018, New York, NY
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