FacultyFaculty/Author Profile

Alexis Hall

U.S. Securities and Exchange Commission
Senior Special Counsel, Technology Controls Program (TCP), Office of Compliance Inspections and Examinations
Washington, DC, USA


Alexis Hall serves as Senior Special Counsel in the Technology Controls Program of the Office of Compliance Inspections and Examinations at the U.S. Securities and Exchange Commission.  In this capacity she provides regulatory guidance in connection to the Commission’s oversight of the use of technology in the U.S. securities markets.  Prior to joining the Commission, she served as Special Counsel in the Division of Market Oversight at the U.S. Commodity Futures Trading Commission.  In that role, Alexis focused on the regulation of futures exchanges and swap execution facilities.   Alexis received her J.D. from Howard University School of Law and her B.A. from the University of Maryland.
Alexis Hall is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.