FacultyFaculty/Author Profile
Alan L. Dye

Alan L. Dye

Hogan Lovells

Washington, DC, USA

Alan Dye is a partner with Hogan Lovells in the firm’s Washington, DC office.  Alan’s practice is focused on advising public companies and their boards of directors regarding compliance with the federal securities laws, particularly SEC reporting requirements, annual meeting and proxy-related rules, executive compensation disclosure requirements, beneficial ownership reporting requirements, and insider trading restrictions.  Alan also counsels public companies on corporate governance practices, proxy advisory firm policies, compliance with the listing standards of the national stock exchanges, and investor outreach and engagement. Alan is ranked in Band 1 nationwide for securities advisory work by Chambers USA and has been included in Best Lawyers (America) since 2006 and Who's Who Legal of International Corporate Governance Lawyers since 2009.

Before joining Hogan Lovells, Alan served on the staff of the Securities and Exchange Commission, spending two years in the Division of Corporation Finance (including one year in the Office of Chief Counsel) and then two years as Special Counsel to the Chairman.

Alan is a former adjunct professor of securities law at the Georgetown University Law Center. He is an active member of the American Bar Association and formerly chaired the Administrative Law Section's Committee on Securities Commodities and Exchanges. He recently completed a three-year term on the Financial Industry Regulatory Authority's National Adjudicatory Council.  Alan has been a member of the Securities Law Committee of the Society for Corporate Governance for over 15 years.  He has written extensively on various issues under the federal securities laws, including his co-authorship (with Peter Romeo) of the Section 16 Treatise and Reporting Guide (2012) and the Section 16 Forms and Filings Handbook (2014).  Alan also moderates a discussion forum on Section16.net, a website devoted to developments under and compliance with Section 16 of the Securities Exchange Act of 1934, and is a contributor to The Corporate Counsel, a bi-monthly newsletter published by Executive Press, Inc.
Alan L. Dye is associated with the following items:
CHB Chapters  CHB Chapters Hogan Lovells, SEC Update, SEC Extends to Non-EGCs Process for Nonpublic review of Registration Statements (July 7, 2017) - 49th Annual Institute on Securities Regulation, Wednesday, November 08, 2017
Hogan Lovells, SEC Staff Issues New Guidance on CEO Pay Ratio Disclosure Requirements (November 4, 2016) - 49th Annual Institute on Securities Regulation, Wednesday, November 08, 2017
Hogan Lovells, SEC Update, September 1 Effective Date for Exhibit Hyperlinks in SEC Filings Fast Approaching (August 1, 2017) - 49th Annual Institute on Securities Regulation, Wednesday, November 08, 2017

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