Course Handbook  Course Handbook

Advanced Swaps & Other Derivatives 2016

Publication Date: October 2016 Number of Volumes: 1
ISBN Number: 9781402427695 Page Count: 580 pages

From:

Download: Table of Contents    Index

Table of Contents
Chapter 1: U.S. Commodity Futures Trading Commission—Letter No. 16-64 Re: Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers (August 4, 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Eileen T Flaherty ~ U.S. Commodity Futures Trading Commission
Chapter 2: U.S. Commodity Futures Trading Commission—Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government, Washington, DC (April 12, 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 3: Derivatives Clearing (August 15, 2016) Kathryn M Trkla ~ Foley & Lardner LLP
Chapter 4: U.S. Commodity Futures Trading Commission—Keynote Remarks of Chairman Timothy Massad before the Swap Execution Facility Conference: SEFCON VI (October 26, 2015) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 5: U.S. Commodity Futures Trading Commission: Office of Public Affairs—Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (June 14, 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 6: Swap Execution Methods, SEFs, Give-up and Reporting: Trade Repository History and Current Trade Repository Rules and Requirements (October 25, 2016) Debra W Cook ~ Managing Director and Deputy General Counsel, The Depository Trust & Clearing Corp
Chapter 7: Swap Execution Methods, SEFs, Give-up and Reporting Lauren Teigland-Hunt ~ Teigland-Hunt LLP
Chapter 8: U.S. Securities and Exchange Commission—Press Release: SEC Adopts Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (April 15, 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 9: U.S. Commodity Futures Trading Commission—Swap Dealer De Minimis Exception Final Staff Report Pursuant to Regulation 1.3(ggg) (August 15, 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 10: U.S. Commodity Futures Trading Commission—Final Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 11: U.S. Commodity Futures Trading Commission—Letter No. 14-158 Re: Commodity Exchange Act § 4s(k)(2) and Commission Regulation 3.3 (November 25, 2014) Gary Barnett ~ Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Chapter 12: U.S. Commodity Futures Trading Commission—Speech: On the Relationship of Compliance and Risk & Board Governance and CCO Reporting Lines (October 22, 2013) Gary Barnett ~ Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Chapter 13: U.S. Commodity Futures Trading Commission—Speech: On Corporate Governance: Observations for the Directors of Boards of Swap Dealers, Major Swap Participants and Futures Commission Merchants (August 12, 2014) Gary Barnett ~ Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Chapter 14: Bank for International Settlements—Committee on Payments and Market Infrastructures; Board of the International Organization of Securities Commissions Consultative Report: Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI (August 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Chapter 15: Remarks at the ISDA Annual Legal Forum in New York (June 16, 2016) Gary Barnett ~ Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
Chapter 16: U.S. Commodity Futures Trading Commission—Staff Advisory No. 16-62 to Swaps Dealers, Major Swap Participants, and Futures Commission Merchants re: Chief Compliance Officer Reporting Lines (July 25, 2016) Joshua D Cohn ~ Managing Principal, Mayer Brown LLP
Eileen T Flaherty ~ U.S. Commodity Futures Trading Commission
Chapter 17: Mayer Brown—Withholding on Air: The IRS Imposes Withholding Tax Rules for Adjustments on Convertible Debt and Equity Mark H Leeds ~ Mayer Brown LLP
Chapter 18: Evolving Professional Responsibility Issues Confronting Derivatives Lawyers (August 2, 2016) Michael S Sackheim ~ Sidley Austin LLP
Chapter 19: Bloomberg BNA—Securities Regulation & Law Report: Derivatives Lawyers: Red Flags—See Something, Do Something (November 16, 2015) Michael S Sackheim ~ Sidley Austin LLP
Chapter 20: Documentation for Uncleared Swaps (August 15, 2016) Guy Dempsey ~ Katten Muchin Rosenman LLP
Chapter 21: CFTC Enforcement Trends: Manipulation and Spoofing under the Commodity Exchange Act: Recent Cases and Issues (October 26, 2016) Dan M Berkovitz ~ WilmerHale LLP
Chapter 22: Jones Day: IPSO Facto? Not So Fasto! Locke R McMurray ~ Jones Day
Chapter 23: Principal Issues for Consideration and Negotiation in Derivatives Documentation—Cleared and Uncleared (October 26, 2016) (PowerPoint slides) Ian Cuillerier ~ White & Case LLP
Chapter 24: Regulation of Swap Market Participants: The Swap Activities of Banks (October 26, 2016) (PowerPoint slides) Douglas E Harris ~ Managing Director, Promontory Financial Group, LLC
Chapter 25: NFA Reference Materials (PowerPoint slides) Jamila A Piracci ~ Vice President, OTC Derivatives, National Futures Association
Index

This Course Handbook was compiled for the program, Advanced Swaps Other Derivatives 2016.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Gary Barnett, U.S. Securities and Exchange Commission
Joshua D Cohn, Mayer Brown LLP
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