Course Handbook  Course Handbook

Advanced Compliance and Ethics Workshop 2016

Publication Date: November 2016 Number of Volumes: 1
ISBN Number: 9781402427664 Page Count: 716 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview (February 2016) Rebecca Walker ~ Kaplan & Walker LLP
Chapter 2: Selected Articles from the Conflict of Interest Blog on Elements of an Effective C&E Program Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 3: An Overview of Corporate Compliance and Ethics Programs Paul E McGreal ~ Dean and Professor of Law, Creighton University School of Law
Chapter 4: Compliance Officer Pay: The Government Speaks (July 2016) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 5: The Role of the Board (May 2016) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 6: Reporting to the Board on the Compliance and Ethics Program (June 2014) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Rebecca Walker ~ Kaplan & Walker LLP
Chapter 7: Extending the Reach of Your Program: Compliance and Ethics Liaisons Rebecca Walker ~ Kaplan & Walker LLP
Chapter 8: Ethics & the Board: Integrating Integrity into Business Strategy Jacqueline E Brevard ~ Senior Advisor, GEC Risk Advisory LLC
Andrea Bonime-Blanc ~ Chief Executive Officer, GEC Risk Advisory LLC
Chapter 9: The Biggest Risks Nobody Talks About (February 2014) Andrea Bonime-Blanc ~ Chief Executive Officer, GEC Risk Advisory LLC
Chapter 10: Who Will Run the Reputational Risks? (May 2013) Andrea Bonime-Blanc ~ Chief Executive Officer, GEC Risk Advisory LLC
Chapter 11: Ask the GlobalEthicist: An Interactive Q&A with Governance, Risk and Reputation Strategist Dr. Andrea Bonime-Blanc (October 2014) Andrea Bonime-Blanc ~ Chief Executive Officer, GEC Risk Advisory LLC
Chapter 12: Ask the GlobalEthicist: An Interactive Q&A with Governance, Risk and Reputation Strategist Dr. Andrea Bonime-Blanc (August 2014) Andrea Bonime-Blanc ~ Chief Executive Officer, GEC Risk Advisory LLC
Chapter 13: A Life-Cycle Guide to Ethics and Compliance Programs (November/December 2014) Andrea Bonime-Blanc ~ Chief Executive Officer, GEC Risk Advisory LLC
Martin M Coyne ~ Akamai, RainDance and RockTech
Chapter 14: Selected Articles from the Conflict of Interest Blog: Risk Assessment Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 15: Risk Assessment and the Law (March 2016) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 16: Ensuring Consistency and Objectivity in Compliance Risk Assessments: Compliance Program Meetings (January 2016) Michael Ward ~ Vice President & Chief Compliance Officer, Juniper Networks
Chapter 17: Annual Compliance Program & Risk Assessment Report: Compliance Program Meetings (January 2016) Michael Ward ~ Vice President & Chief Compliance Officer, Juniper Networks
Chapter 18: Communication Toolkits That Work for Leaders and Managers Jodi A Catalano ~ Senior Corporate Counsel, Pfizer, Inc.
Alison Davis ~ Davis & Company
Chapter 19: The Blue Book: Summary of Pfizer Policies on Business Conduct Jodi A Catalano ~ Senior Corporate Counsel, Pfizer, Inc.
Chapter 20: Individual Liability and Corporate Compliance (January 2016) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 21: Selected Articles from the Conflict of Interest Blog: Conflicts of Interest Compliance Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 22: Global Compliance Program Report on Fiscal Year 2014 Jay T Jorgensen ~ Global Chief Ethics & Compliance Officer, Walmart
Chapter 23: Global Compliance Program Report on Fiscal Year 2015 Jay T Jorgensen ~ Global Chief Ethics & Compliance Officer, Walmart
Chapter 24: Global Ethics & Compliance Program Report Jay T Jorgensen ~ Global Chief Ethics & Compliance Officer, Walmart
Chapter 25: Global Statement of Ethics Jay T Jorgensen ~ Global Chief Ethics & Compliance Officer, Walmart
Chapter 26: Conflicts of Interest: Effective Policies, Training and Issue Management Andrew Jordan ~ Attorney
Chapter 27: Selected Articles from the Conflict of Interest Blog on Culture Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 28: From Compliance to Ethical Agency: How Integrity Management Engages Employees in Strengthening Organizational Ethics Carsten Tams ~ Senior Vice President & Ethics and Compliance Executive, Bertelsmann
Chapter 29: Culture Snapshot—Sample Survey Melissa M Allain ~ Attorney, Former Ethics Officer and General Counsel for Lawrence Livermore National Laboratory, Avnet, Inc.
Chapter 30: How to Conduct a Global Human Resources or Labor Compliance Audit—Including Cross-Border Employment Due Diligence (March 2016) Donald C Dowling ~ K&L Gates LLP
Chapter 31: How to Conduct Internal Investigations Outside the United States (April 2015) Donald C Dowling ~ K&L Gates LLP
Chapter 32: How to Determine Which Jurisdiction’s Employment Laws Reach Border-Crossing Staff (March 2016) Donald C Dowling ~ K&L Gates LLP
Chapter 33: How to Craft a Global “Code of Conduct”—Internal Code of Business Ethics or Supply Chain Labor Code (July 2016) Donald C Dowling ~ K&L Gates LLP
Chapter 34: Evaluating Compliance and Ethics Programs Joseph E Murphy ~ Senior Advisor, Compliance Strategists, LLC
Chapter 35: Compliance Certifications and the Law (November 2015) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 36: Compliance Program Assessments: Why You Should Bother (September 2015) Jeffrey M Kaplan ~ Kaplan & Walker LLP
Chapter 37: What Does Good Compliance Look Like? Internal Audit Can Help (January 26, 2016) Jose Tabuena ~ Senior Consultant, PrincipledEdge
Chapter 38: The Compliance Program as an Internal Control (February 23, 2016) Jose Tabuena ~ Senior Consultant, PrincipledEdge
Chapter 39: The Auditor (and Compliance Professional) as Behavioral Scientist (March 29, 2016) Jose Tabuena ~ Senior Consultant, PrincipledEdge
Chapter 40: Internal Audit: An Unlikely Driver for Corporate Culture (May 3, 2016) Jose Tabuena ~ Senior Consultant, PrincipledEdge
Chapter 41: Compliance Metrics and Dashboards: Building Your Case (May 24, 2016) Jose Tabuena ~ Senior Consultant, PrincipledEdge
Chapter 42: Benchmarking Your Compliance Program (June 21, 2016) Jose Tabuena ~ Senior Consultant, PrincipledEdge
Index

This Course Handbook was compiled for the program, Advanced Compliance and Ethics Workshop 2016.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

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